9AT: LAGO ASSET MANAGEMENT

other names

Adviser Profile

As of Date	04/28/2024
Adviser Type - Large advisory firm
Number of Employees	10
of those in investment advisory functions	9
Registration	SEC, Approved, 07/29/2022
Other registrations (1)	SEC, ERA - Withdrawn, 06/29/2022
Former registrations	LAGO ASSET MANAGEMENT, LLC

AUM^*	380,584,054 20.22%
of that, discretionary	380,584,054 20.22%
Private Fund GAV^*	291,162,804 -8.03%
Avg Account Size	31,715,338 20.22%
SMA’s	No
Private Funds	12
Contact Info	312 xxxxxxx
Websites

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Fund Type	Count	GAV
Fund TypeHedge Fund	Count6	GAV$229,216,739
Fund TypePrivate Equity Fund	Count6	GAV$61,946,065

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser FORAGER CAPITAL MANAGEMENT, LLC	Hedge Fund328.2m	Liquidity Fund-	Private Equity Fund22.1m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV350.3m	AUM350.3m	#Funds2
Adviser X-SQUARE CAPITAL	Hedge Fund57.2m	Liquidity Fund-	Private Equity Fund106.4m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV163.6m	AUM423.6m	#Funds2
Adviser SEGRA CAPITAL MANAGEMENT, LLC	Hedge Fund427.0m	Liquidity Fund-	Private Equity Fund23.0m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV449.9m	AUM449.9m	#Funds2
Adviser J.H. LANE PARTNERS, LP	Hedge Fund218.4m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV218.4m	AUM218.4m	#Funds1
Adviser MAD RIVER INVESTORS	Hedge Fund53.6m	Liquidity Fund-	Private Equity Fund493.5k	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV54.1m	AUM213.5m	#Funds2
Adviser FERNWOOD INVESTMENT MANAGEMENT, LLC	Hedge Fund20.5m	Liquidity Fund-	Private Equity Fund6.0m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV26.5m	AUM435.7m	#Funds2
Adviser SABBY MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM223.5m	#Funds-
Adviser OXFORD GATE MANAGEMENT, LLC	Hedge Fund156.4m	Liquidity Fund-	Private Equity Fund92.9m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV249.3m	AUM249.3m	#Funds4
Adviser METAVASI CAPITAL LP	Hedge Fund266.4m	Liquidity Fund-	Private Equity Fund3.6m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV270.0m	AUM270.0m	#Funds2
Adviser ROSENWALD CAPITAL MANAGEMENT, INC.	Hedge Fund98.5m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV98.5m	AUM168.5m	#Funds2

Brochure Summary

Overview

The Adviser, a Delaware limited liability company, was formed in March 2019. The Adviser has its principal office in Chicago, Illinois. Principal Owners Heather La Freniere and Tim Gottfried are the principal owners of the Adviser. Fund Investment Advisory Services The Adviser provides investment advisory services to certain pooled investment vehicles (each a “Fund” and collectively, the “Funds”) that are exempt from registration under the Investment Company Act of 1940, as amended (the “1940 Act”) and whose securities are not registered under the Securities Act of 1933, as amended (the “Securities Act”). As of December 31, 2023, the Adviser serves as the investment manager to twelve Funds: LAGO Innovation Fund I, LP; LAGO Innovation Fund I-QP, LP; LAGO

Innovation Fund II-AI, LP; LAGO Innovation Fund II-QP, LP; LAGO Delta Nine Fund, LP; LAGO Delta Nine Fund QP, LP; LAGO D9 Equity Fund I, LP; LAGO D9 Equity Fund I-QP; LAGO Innovation Fund III-AI, LP; LAGO Innovation Fund III-QP, LP; LAGO Acceleration Fund I-AI, LP; and LAGO Acceleration Fund I-QP, LP. The advisory services offered by the Adviser are tailored to the needs of the Funds. See Items 8 and 13 of this Brochure for additional discussion of these tailored advisory services. No Wrap Fee Programs The Adviser does not participate in any wrap fee programs. Assets under Management All of the Adviser’s investment advisory services are provided on a discretionary basis. As of December 31, 2023, the Adviser has assets under management of $380,584,054.

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LAGO ASSET MANAGEMENT

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Overview