Summary SG Trading Solutions, LLC (“SGTS”) is Limited Liability Company, formed in 2022 and registered with the SEC as a Registered Investment Advisor. SGTS’s is to provide investment management services to other Registered Investment Advisors, Investment Managements and Broker/Dealers. SGTS, acts as a sub-adviser to ETFs and Mutual Funds that utilize different investment strategies. SGTS is dedicated to understanding, researching, and managing assets within the expanding exchange-traded fund (ETF) universe. SGTS’s investment philosophy emulates many of the values and benefits inherent in ETFs such as: transparency, semi-transparency, liquidity, and tax efficiency. SGTS has agreed to serve as a sub- adviser to investment companies (each a “Fund” and collectively, the “Funds”) registered under the Investment Company Act of 1940 (“1940 Act”). SGTS has the responsibility to oversee and ensure that all transactions comply with applicable regulations and prospectus covenants. SGTS's investment advisory services are primarily limited to the management of investment trading for investment companies, institutional investors, and other advisers that manage Funds. SGTS's headquarter is located in Bountiful, Utah. Advisory Services SGTS performs adviser and sub-advisory services for a client under the terms of an investment subadvisor agreement. SGTS’s primary responsibility is through trading, which may include limited investment selection and weighting of portfolio securities in coordination with and subject to oversight by each investment advisor. As compensation for its services, each client pays SGTS an advisory fee based upon the asset under management which may be the Fund’s average daily net assets, the assets traded, advised, or sub-advised by SGTS. Warranty SGTS does not represent, warranty, or imply that the services or methods of analysis and investment management used can or will predict future results, successfully identify market tops or bottoms, or insulate clients from losses due to market conditions. All trading of securities is subject to loss and although every effort may be exhausted losses still can and may incur. Conflict of Interest SGTS provides investment management services primarily

to investment companies registered under the 1940 Act and provides discretionary and non-discretionary investment management services to separately managed accounts as described above. They will NOT be responsible for growing assets under management and thus will have limited conflicts of interest. SGTS has procedures reasonably designed to treat all portfolios fairly and equally over time. By utilizing these procedures, SGTS believes that client’s best interest are maintained, and best execution may be achieved. Investment Management Services SGTS is an investment management and advisory firm that focuses on providing clients best execution and trading practices. For clients subject to the 1940 Act, SGTS will observe the investment parameters described in the respective Fund prospectuses as well as those required by the Investment Company Act of 1940 and any regulations issued in addition. SGTS implements strategies focused on risk and return determined by the underlying objectives of each client and/or respective Fund prospectus. SGTS strives to adhere to industry best practices of execution and implements rigorous quantitative and fundamental analysis to achieve the best execution and coordination with other trading partners, such as but not limited to, Lead Market Makers, Broker/Dealers, Authorized Participants and other Market Makers whose role is to provide efficient and effective pricing and trading of securities and Funds. Clients investing in SGTS's strategies are exposed to various risks including, but not limited to, market risk, equity risk, and volatility risk. Individual clients generally are referred to SGTS by Advisers and others who have, or will look to launch, 1940 Act Funds, SMA or other investment vehicles that require the trading of securities. Account Restrictions Clients may impose restrictions on investing in certain securities or types of securities in consultation with SGTS. If client request to place certain restrictions as to the type of investments that may be held in their accounts, SGTS may buy alternative holdings compared to other clients of SGTS not subject to such account restrictions. Discretionary Assets Under Management SGTS manages on a discretionary basis approximately $100 Million of client assets as of March 29, 2022.