BAM is an investment adviser that provides investment advice primarily in North America ("NA") and, in providing that advice, BAM utilizes the investment experience and expertise of its ultimate principal owner, Joh. Berenberg, Gossler & Co. KG ("BEGO"), a German regulated bank and one of the oldest private banks in the world. BAM intends to offer the following primary investment management strategies to its clients each of which is discussed in more detail in "Methods of Analysis, Investment Strategies and Risk of Loss" in Item 8 below. These strategies can be delivered to the client on a discretionary or non-discretionary basis. Systematic Strategies (i) Systematic Equity Long Strategy: (ii) Fixed Income Long Strategy: (iii) Equity and Currency Related Overlay: (iv) Customized portfolio: Fundamental Stock Selection Strategies (i) European Equities Strategy (ii) Europe ex UK Equities Strategy (iii) Eurozone Equities Strategy: (iv) Global Equities Strategy: Private Credit – Maritime/Shipping Strategy BAM offers institutional investors the opportunity to invest in maritime debt. This includes investments in senior secured ship mortgage loans. BAM is a Delaware Limited Liability Company organized in December 2013 and is currently based in New York City, New York. BAM's sole member is Berenberg Beteiligungsholding GmbH ("BBH"). BBH is the holding company principally owned by BEGO. BAM is the sole member of Berenberg Capital Markets, a FINRA registered broker-dealer and member SIPC BAM, as a subsidiary of BEGO, follows BEGO's investment strategies and methods. Based on those strategies and methods, BAM's investment advisory services follow a rule-based, or quantitative trading strategy using data aggregation to create algorithms based on past market events. Our quantitative investment approach is discussed in more detail in Item 8 below. In implementing the BAM NA Strategies, we actively manage portfolios of equity securities and fixed income securities with the

goal of outperforming a passive index strategy. We also offer dynamic hedging "overlay" strategies that employ active risk management based on market movements. The overlay strategies trade in foreign exchange currency forwards ("fx-forwards") or deliverable forwards seeking to manage mid- to long-term market price risk (>12 months) of currency, equity, commodity or interest-rate related investments. Our Volatility Premium strategy is a derivative- based strategy that utilizes option trading generally combined with a portfolio of conservative fixed-income securities. BAM's goal is to provide our clients with an investment mandate that addresses their unique portfolio. As such, we offer our clients the opportunity to combine strategies and impose additional guidelines in order to create an investment platform customized to meet their needs. BAM provides similar investment advisory services to each of its clients, although BAM tailors specific investment management advice for each client based on the client's investment objectives, characteristics and client-imposed investment restrictions, as established by BAM and the client and generally set out in a separate investment management agreement, limited partnership Berenberg Asset Management LLC 5 agreement, private placement memorandum and/or other governing documents (collectively, the "Governing Documents"). The terms of the Governing Documents differ from client to client. Additional information on our investment process and how we address the needs of our clients is contained throughout this Brochure. BAM does not participate in any wrap fee programs. As of December 31, 2023, BAM had approximately $31.5 million in discretionary regulatory assets under management. In addition, BAM had approximately $257.4 million in assets under advisement†. †Includes assets where BAM does not have discretionary authority over the accounts, which are not treated as Regulatory Assets Under Management (RAUM) in Item 5.F. of Form ADV Part 1A.