Adviser Profile

As of Date 04/07/2026
Registration SEC, Approved, 10/25/2022
Other registrations (1)
ADV Location SANTA BARBARA, CA, United States
Contact Info 805 xxxxxxx
Websites
AUM* 850,851,480 60%
of that, discretionary 840,917,084 59%
Number of Employees 17 13%
of those in investment advisory functions 8
Private Fund GAV* 0
Avg Account Size 421,422 23%
% High Net Worth 41.70% 9%
SMA’s No
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

841M 721M 601M 481M 360M 240M 120M
2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Brochure Summary