Adviser Profile

As of Date 02/23/2026
Registration SEC, Approved, 11/04/2022
Other registrations (1)
Contact Info (54 xxxxxxx
Websites
AUM* 243,846,917 2%
of that, discretionary 240,962,727 5%
Number of Employees 3 -25%
of those in investment advisory functions 2 -33%
Private Fund GAV* 0
Avg Account Size 353,914 -15%
% High Net Worth 21.05% -53%
SMA’s No
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Banking or thrift institutions
- Pension and profit sharing plans
- Corporations or other businesses not listed above
- Other

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

241M 207M 172M 138M 103M 69M 34M
2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker46436E767 Stock NameISHARES TR $ Position$6,088,844 % Position4.00% $ Change1.00% # Change-5.00%
Stck Ticker464288638 Stock NameISHARES TR $ Position$6,757,193 % Position4.00% $ Change2.00% # Change0.00%
Stck Ticker46435G193 Stock NameISHARES TR $ Position$5,744,493 % Position4.00% $ Change3.00% # Change2.00%
Stck Ticker594918104 Stock NameMICROSOFT CORP $ Position$6,904,274 % Position4.00% $ Change2.00% # Change-2.00%
Stck Ticker02079K305 Stock NameALPHABET INC $ Position$5,849,715 % Position4.00% $ Change35.00% # Change-2.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$6,373,389 % Position4.00% $ Change23.00% # Change-1.00%
Stck Ticker78463X194 Stock NameSPDR INDEX SHS FDS $ Position$5,066,919 % Position3.00% $ Change3.00% # Change-4.00%
Stck Ticker67066G104 Stock NameNVIDIA CORPORATION $ Position$4,121,179 % Position3.00% $ Change16.00% # Change-2.00%
Stck Ticker46432F842 Stock NameISHARES TR $ Position$4,633,716 % Position3.00% $ Change4.00% # Change-1.00%
Stck Ticker46434G103 Stock NameISHARES INC $ Position$4,520,728 % Position3.00% $ Change8.00% # Change-1.00%

Brochure Summary