9AT: SANDIA WEALTH MANAGEMENT, LLC

Adviser Profile

As of Date	03/24/2026
Registration	SEC, Approved, 10/21/2021
Other registrations (2)	Texas, Terminated, 02/15/2022 New Mexico, Terminated, 12/31/2021
ADV Location	ALBUQUERQUE, NM, United States
Contact Info	505 xxxxxxx
Websites

AUM^*	193,482,000 19%
of that, discretionary	181,039,000 23%
Number of Employees	3 -25%
of those in investment advisory functions	1 -50%
Private Fund GAV^*	0
Avg Account Size	344,274 6%
% High Net Worth	28.03% 54%
SMA’s	No
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser BALBOA WEALTH PARTNERS, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.1b	#Funds-
Adviser NEW ENGLAND CAPITAL FINANCIAL ADVISORS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM673.0m	#Funds-
Adviser INVERA WEALTH ADVISORS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM243.8m	#Funds-
Adviser BIRDROCK WEALTH	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM146.3m	#Funds-
Adviser SFE INVESTMENT COUNSEL INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund1.1m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.1m	AUM748.4m	#Funds2
Adviser GATEWAY WEALTH PARTNERS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM2.3b	#Funds-
Adviser BARRETT & COMPANY	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM529.7m	#Funds-
Adviser BNB WEALTH MANGAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM264.6m	#Funds-
Adviser COREPATH WEALTH PARTNERS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM261.2m	#Funds-
Adviser CASTLE FINANCIAL & RETIREMENT PLANNING ASSOCIATES INC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM107.9m	#Funds-

Brochure Summary

Overview

A. OWNERSHIP/ADVISORY HISTORY Sandia Wealth Management, LLC (“we”) is a New Mexico limited liability company formed in January 2012. It was subsequently registered as a New Mexico investment adviser. In September 2021, it became registered as an investment adviser with Securities and Exchange Commission (“SEC”). Peter T. Lehrman is the owner and sole member of the firm. B. ADVISORY SERVICES OFFERED i. PORTFOLIO MANAGEMENT We manage individualized portfolios for our clients. We work with each client to formulate an individualized portfolio based upon his/her objectives, time frame, risk parameters and other investment considerations. We use marketable securities that may include bonds, common stock (equities), and treasury bonds. (Additional information about securities used their risks can be found under Item 8.) Our investment philosophy is to use principals of value, safety and quality to seek investment options globally. We place heavy emphasis on risk control, believing that avoiding losses allows appreciation potential of equities to be realized. If you own multi-share class mutual funds in a discretionary or non-discretionary account, SWM will direct the broker/dealer, clearing firm or custodian of your account to convert the mutual fund shares you own to the lowest cost share class available for the same funds at no cost or tax consequences to you. Such conversions will be made without notice. SWM will utilize the mutual fund share classes designated for the portfolio.

This could result in SWM holding share classes where a lower cost share class is available. ii. FINANCIAL PLANNING Financial Planning services typically focus on one or more specific areas such as financial and cash management, risk management, financial issues relating to divorce or death of a family member, insurance planning, estate planning, tax issues, retirement planning, educational funding, goal setting, or other needs identified by the client or by our review of the client’s financial circumstances. Through discussion with the client and/or questionnaires, we will collect pertinent data, identify goals, objectives, financial concerns and potential solutions. We will present the client with a written analysis. Following the conclusion of the consulting services, we may make recommendations regarding implementation of the financial strategies discussed. Clients are not obligated to follow any recommendations we may make or to implement any recommendations through us. C. TAILORED SERVICES Our services are individualized to each client. However, we generally do not allow clients to place restrictions on the types of securities held in their accounts. Sandia Wealth Management, LLC Page 5 ADV Part 2A – 03/14/2024 D. WRAP PROGRAM We do not sponsor a wrap program. This section is not applicable. E. CLIENT ASSETS MANAGED As of December 31, 2023, we manage $146,892,000 of client assets on a discretionary basis and $15,552,000 on a non-discretionary basis.

SANDIA WEALTH MANAGEMENT, LLC

SANDIA WEALTH MANAGEMENT, LLC

LEHRMAN , PETER

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

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Brochure Summary

Overview

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SANDIA WEALTH MANAGEMENT, LLC SANDIA WEALTH MANAGEMENT, LLC LEHRMAN , PETER

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

SANDIA WEALTH MANAGEMENT, LLC

SANDIA WEALTH MANAGEMENT, LLC

LEHRMAN , PETER