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Adviser Profile

As of Date 07/08/2024
Adviser Type - Large advisory firm
Number of Employees 4
of those in investment advisory functions 4
Registration SEC, Approved, 09/13/2023
Other registrations (2)
Former registrations

WESTWARD MANAGEMENT COMPANY II LLC

AUM* 288,472,814
of that, discretionary 288,472,814
Private Fund GAV* 329,722,814 50.79%
Avg Account Size 41,210,402
SMA’s No
Private Funds 8
Contact Info 206 xxxxxxx
Websites

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Recent News

Reported AUM

Discretionary
Non-discretionary
1 1 1 1

Private Funds



Employees

Private Funds Structure

Fund Type Count GAV
Fund TypePrivate Equity Fund Count7 GAV$288,472,814
Fund TypeOther Private Fund Count1 GAV$41,250,000

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Brochure Summary

Overview

Firm Description Westward Management Company II LLC dba Westward Partners (‘we,” “us,” “our,” “Firm,” or “Westward”) is a Washington state Limited Liability Company formed in 2010 and is principally located in Seattle, Washington. Westward is owned by Andy Baldridge and Erik Tolzmann (collectively “Managing Members”), both of whom are responsible for the overall investment strategy and management of our private funds. Types of Advisory Services Westward provides investment advisory services to privately offered pooled investment vehicles, or private funds (each a “Fund” and collectively, the “Funds”). Our Funds are generally formed to invest in a single private company are managed in accordance with their respective operating agreements and are not tailored to any particular Fund investor (“Investor”). Investors should consider whether a particular Fund meets their investment objectives and risk tolerance prior to investing. The detailed terms, strategies, risks, and other information applicable to Investors in our Funds are described in the respective Fund’s organizational and offering documents (collectively “Offering Documents”). Client-Tailored Relationships Details reflecting our Fund strategies,
risks, conflicts of interest, fees and other costs associated with an investment in one of our Funds reflected in this Brochure are summary only and are intended to provide information on Fund advisory business and practices. This information is not intended for use in evaluating an investment in one of our Funds. Important Information for Retirement Investors When we recommend that you roll over retirement assets or transfer existing retirement assets (such as a 401(k) or an IRA) to our management, we have a conflict of interest. This is because we will generally earn additional revenue when we manage more assets. In making the recommendation, however, we do so only after determining that the recommendation is in your best interest. Further, in making any recommendation to transfer or rollover retirement assets, we do so as a “fiduciary,” as that term is defined in ERISA or the Internal Revenue Code, or both. Further, investment in private funds may be restricted or prohibited by plan sponsors, and may be subject to additional costs related to custody of the assets. Assets Under Management As of December 31, 2023, we managed approximately $288,473,000 of client assets, all on a discretionary basis.