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Adviser Profile

As of Date 03/29/2024
Adviser Type - Large advisory firm
Number of Employees 5
of those in investment advisory functions 4
Registration SEC, Approved, 03/26/2012
AUM* 205,764,122 -7.30%
of that, discretionary 205,764,122 -7.30%
Private Fund GAV* 173,251,563 1.33%
Avg Account Size 102,882,061 -7.30%
SMA’s No
Private Funds 2
Contact Info 212 xxxxxxx
Websites

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- Performance-based fees

Recent News

Reported AUM

Discretionary
Non-discretionary
515M 441M 368M 294M 221M 147M 74M
2015 2016 2017 2018 2019 2020 2021 2022 2023

Private Funds



Employees

Private Funds Structure

Fund Type Count GAV
Fund TypePrivate Equity Fund Count2 GAV$173,251,563

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Brochure Summary

Overview

High Road Capital Partners, LLC (“HRCP”) is a Delaware corporation and began its operations in 2007. HRCP’s principal owner is Managing Partner, Robert Fitzsimmons. In March of 2021, HRCP subleased the office of its principal place of business in New York, New York for the remainder of the lease term. HRCP employees continue to telework indefinitely as they have been doing since the COVID-19 pandemic was declared in March of 2020. High Road and its advisory affiliates provide investment advisory and management services to two private equity funds, High Road Capital Partners Fund I, LP and High Road Capital Partners Fund II, LP, that are U.S. limited partnerships (each, a “Client Fund”). Such advisory affiliates, High Road Associates I, LLC and High Road Associates II, LLC, serve as general partners (each, a “General Partner”) to the Client Funds. For purposes of this brochure, the term “High Road” will include High Road and the General Partners collectively. All descriptions of the Client Funds in this brochure, including, but not limited to, their investments, the strategies used in managing the Client Funds, the fees and other costs associated with an investment in the Client Funds, and conflicts of interest faced by High Road in connection with management of the Client Funds are qualified in their entirety by reference to the Client Funds’ respective confidential offering memorandum and governing documents (e.g., a Client Fund’s limited partnership agreement) (collectively for each Client Fund, the “Fund Documents”). Persons reviewing this Form ADV Part 2A should not construe this as an offering of the Client
Funds described herein, which will only be made pursuant to the delivery of a confidential offering memorandum to prospective investors. High Road generally offers advice on portfolio investments that are within the Client Funds’ investment strategies and objectives. Such advice provided by High Road generally focuses on making control investments in leveraged acquisitions of companies at the smaller end of the middle market. Please refer to Item 8 for a more detailed description of the Client Funds’ investment strategies as well as the securities, and other instruments, purchased by the Client Funds under the management of High Road. High Road has full discretionary authority with respect to the investment decisions of the Client Funds; however, its investment decisions and advice are subject to each Client Fund’s investment objectives and guidelines, as set forth in the Fund Documents. High Road has the right to enter and has entered into agreements, such as side letters, with certain underlying investors of the Client Funds which may impose further restrictions for legal, tax, regulatory or other reasons with respect to participation by such underlying investors in certain investments made by the Client Funds. See Item 10 for additional information. High Road does not participate in wrap fee programs. For the year ended December 31, 2023, High Road managed $205,764,122 on a discretionary basis. High Road does not manage assets on a non-discretionary basis. High Road’s assets under management as of December 31, 2023 include remaining capital commitments of the Client Funds, which includes recallable distributions.