9AT: JOEL R. MOGY INVESTMENT COUNSEL INC.

Adviser Profile

As of Date	03/25/2026
Registration	SEC, Approved, 10/01/1980
ADV Location	BEVERLY HILLS, CA, United States
Contact Info	(31 xxxxxxx
Websites

AUM^*	2,180,334,456 31%
of that, discretionary	2,180,334,456 31%
Number of Employees	9
of those in investment advisory functions	3
Private Fund GAV^*	0
Avg Account Size	3,288,589 17%
% High Net Worth	74.82% 1%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Accounting Firm Name	Filing Date	Form ADV-E
Accounting Firm Name SINGERLEWAK	Filing Date10/29/2025	Form ADV-E View Report
Accounting Firm Name SINGERLEWAK	Filing Date01/23/2025	Form ADV-E View Report
Accounting Firm Name SINGERLEWAK	Filing Date12/13/2023	Form ADV-E View Report

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser CABOT WEALTH MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.2b	#Funds-
Adviser GOUWS CAPITAL LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM209.9m	#Funds-
Adviser JLFRANKLIN WEALTH PLANNING	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM201.4m	#Funds-
Adviser AYRSHIRE CAPITAL MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM285.1m	#Funds-
Adviser VERICREST PRIVATE WEALTH, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM137.8m	#Funds-
Adviser THE NORTHSTAR GROUP, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.0b	#Funds-
Adviser SPECTRA INVESTMENT MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM306.8m	#Funds-
Adviser RED LIGHTHOUSE INVESTMENT MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM612.2m	#Funds-
Adviser POINCIANA ADVISORS GROUP, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM396.0m	#Funds-
Adviser FAMILY CFO INC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM289.5m	#Funds-

Brochure Summary

Overview

Investment Counseling Joel R. Mogy Investment Counsel Inc. ("Adviser”, JMIC” or “Firm”) is an investment counseling firm founded in 1976 and located in Beverly Hills, CA. JMIC is registered with the U.S. Securities Exchange Commission with assets under management of $1,665,610,255 as of January 31, 2024. The Firm’s practice grows primarily by client and professional referrals, and historically, client turnover is low. The Firm is owned by Joel R. Mogy, President. Brad Stelzer, Vice President and Daniel Inlender, Vice President are designated successors to Joel R. Mogy, and the three form the Firm’s Management Team. JMIC provides investment counseling services consisting of on-going and personal investment advice and manages client portfolios on a discretionary basis based on the individual needs of each client. Through personal discussions in which goals, objectives

and policies based on a client's particular circumstances are established, JMIC develops a tailored investment strategy and creates and manages a portfolio based on that strategy. Our Firm provides this service to individuals, pension and profit-sharing plans, trusts, charitable organizations, and corporations. Consulting Services On occasion, members of the Investment Team or Management Team may consult with clients concerning financial or investment matters. Also, Mr. Mogy and Mr. Inlender serve as a trustee/co-trustee for certain advisory clients. From time to time, Joel R. Mogy may also serve, at the request of advisory clients, as a director, officer, or committee member for closely held family corporations, charitable foundations or other non-profit organizations. The Firm and Joel R. Mogy will not recommend any such closely held companies as investments to any advisory clients.

JOEL R. MOGY INVESTMENT COUNSEL INC.

JOEL R. MOGY INVESTMENT COUNSEL INC.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Form ADV-E Surprise Examination Reports

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Brochure Summary

Overview

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JOEL R. MOGY INVESTMENT COUNSEL INC. JOEL R. MOGY INVESTMENT COUNSEL INC.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Form ADV-E Surprise Examination Reports

Similar advisers

Brochure Summary

Overview

JOEL R. MOGY INVESTMENT COUNSEL INC.

JOEL R. MOGY INVESTMENT COUNSEL INC.