The Adviser offers investment management services to separately managed accounts (“Separate Accounts”) and serves as an investment advisor to one mutual fund (each a “Client” and, collectively, the “Clients”). Additionally, the Adviser provides financial and business advice to private funds managed by two affiliates, Concorde Capital Corporation (“CCC”) and Omnimed Capital, LLC (OCC), both exempt reporting advisers. The Adviser was founded in 1981 by Dr. Gary B. Wood. Dr. Wood, Mr. John A. Stetter, and Mr. Gregory Wood are the principals of the Adviser, which is located in Texas. We offer investment advisory services which include the initial and ongoing review of Client portfolios considering the prevailing market conditions, the economic outlook and the Client’s investment objectives. We offer advice on the following: equity securities of exchange-listed securities; securities traded over-the-counter and foreign issuers; warrants; corporate debt securities (including commercial paper); certificates of deposit; municipal securities; mutual fund shares; exchange traded funds (ETFs); United States government securities; options contracts on securities; and interests in partnerships investing in technology, healthcare, precious metals, real estate and oil and gas interests. The Adviser also serves as investment advisor to Concorde Funds, Inc. consisting of one fund, Concorde Wealth Management Fund (the “Fund”). The Fund is a no-load, open-end management investment company (commonly known as a mutual fund). The Fund is primarily for advisory Clients and is not widely marketed. We furnish continuous investment advisory services to the Fund and are primarily responsible for the day-to-day

investment management of the Fund under the terms of the Investment Advisory Agreement with the Fund. The investment advisory services we offer are focused on the needs and objectives of individual Clients. Recommendations on policy asset allocations are based on our investment outlook, the Client’s investment time horizon, tax status, assets and liabilities outside our management, employment/income status and other factors which may affect a Client’s risk tolerance, objectives related to minimizing taxes or need for asset growth. Clients may restrict trading activities on a limited number of individual securities, such as those connected to the Client’s employer, but not on securities that we regularly invest in. We offer financial advisory services including the initial analysis of and ongoing review of a Client’s overall personal and financial circumstances from the perspective of cash flow, capital flow, liquidity, debt structure, company benefits, investments, life, health and property insurance, estate planning and taxes. Based on observations and Client requests, we make financial planning recommendations to Clients. Clients who invest in Separate Accounts may impose restrictions on investing in certain securities or types of securities if the proposed restrictions are agreed to by us. The majority of our Clients do not impose such restrictions, and Clients invested in mutual funds and partnerships have no opportunity to impose any investment restrictions. The Adviser does not currently participate in any wrap fee programs. As of December 31, 2023, Concorde managed $288 million of Client assets on a discretionary basis and $70 million on a non-discretionary basis.