9AT: MBR FINANCIAL

Adviser Profile

As of Date	03/20/2026
Registration	SEC, Approved, 07/29/2013
ADV Location	HOUSTON, TX, United States
Contact Info	832 xxxxxxx
Websites

AUM^*	956,390,510 10%
of that, discretionary	773,262,518 12%
Number of Employees	10
of those in investment advisory functions	6
Private Fund GAV^*	0
Avg Account Size	630,864 1%
% High Net Worth	48.33% 0%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser CAMPION ASSET MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM228.8m	#Funds-
Adviser CONCORDE INVESTMENT MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM376.2m	#Funds-
Adviser HORIZON WEALTH ADVISORS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM451.4m	#Funds-
Adviser RED DOOR WEALTH MANAGEMENT, LLC	Hedge Fund51.8m	Liquidity Fund-	Private Equity Fund76.4m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund5.0m	Other Fund4.4m	Total Private Fund GAV142.6m	AUM3.1b	#Funds8
Adviser VIEWPOINT CAPITAL MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM267.8m	#Funds-
Adviser LENK LADNER INVESTMENT SOLUTIONS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM337.3m	#Funds-
Adviser RICHARDSON CAPITAL MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM582.2m	#Funds-
Adviser MORAN WEALTH MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM5.1b	#Funds-
Adviser CLARIVOR	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM4.4m	#Funds-
Adviser CAUSEY DEMGEN & MOORE P.C.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM436.0m	#Funds-

Brochure Summary

Overview

Advisory Firm Description Margolis Brady Raghavan Financial, Inc. dba MBR Financial (“MBR”) has been in business since September 2011 and began acting as a Registered Investment Advisor upon receipt of registration in June 2013. Mary Margolis, Alfred “Trey” Brady, III, Daniel J. Bender and Suresh Raghavan, CFA, are principal owners of MBR. Types of Advisory Services MBR provides lifetime and estate planning, and investment and wealth management services to clients. MBR works with clients to determine which services are best suited to meet their individual needs and goals. Financial Planning MBR works with individuals and high net worth families on their planning needs, including:
• Pre-retirement
• Investment allocation
• Risk analysis
• Estate
• Preparing the next generation (Stewardship of family wealth)
• Asset protection
• Expatriate benefit maximization MBR works with business owners to develop plans for:
• Ownership transitions
• Key employee retention Planning is a continuous process. MBR:
• Discovers to understand what the client is most committed to accomplish, fix or avoid, and collect financial information
• Analyzes assessment of the client’s situation, with special emphasis on uncovering gaps or inefficiencies.

“What if” scenarios are modeled to determine the short and long-term impact of planning options
• Collaborates with the client’s other advisors so clients can hear balanced viewpoints and make informed decisions.
• Constructs findings and recommendations.
• Executes the clients’ decisions.
• Monitors the clients’ progress. Repeat the process as circumstances warrant. Investment Management MBR offers assistance in designing, implementing, monitoring, and managing investment portfolios for clients. Such assistance includes:
• Determining clients’ investment goals
• Evaluating their current portfolio and assets
• Identifying investment constraints
• Assessing clients’ risk tolerance
• Developing an investment policy document tailored to the client
• Implementing an appropriate asset allocation, style / theme distribution, and manager and security selection.
• Determining the investment strategy to help maximize after tax investment returns given a level of risk that has been jointly assessed with the client
• Managing the clients’ portfolio(s) on a continuous basis. Client Assets Under Management As of December 31, 2023, MBR had a total of $616,157,873 in discretionary and $168,125,876 in non-discretionary assets under management.

MBR FINANCIAL

MBR FINANCIAL

MARGOLIS BRADY RAGHAVAN FINANCIAL, INC.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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MBR FINANCIAL MBR FINANCIAL MARGOLIS BRADY RAGHAVAN FINANCIAL, INC.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

MBR FINANCIAL

MBR FINANCIAL

MARGOLIS BRADY RAGHAVAN FINANCIAL, INC.