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Adviser Profile

As of Date 02/28/2025
Adviser Type - Large advisory firm
Number of Employees 23 43.75%
of those in investment advisory functions 11 37.50%
Registration SEC, Approved, 09/30/1982
AUM* 1,637,149,230 86.51%
of that, discretionary 1,623,971,170 85.00%
Private Fund GAV* 6,963,447 50.56%
Avg Account Size 569,840 43.14%
% High Net Worth 43.61% 13.91%
SMA’s Yes
Private Funds 2
Contact Info 479 xxxxxxx
Websites

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations
- Other investment advisers
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

Reported AUM

878M 752M 627M 502M 376M 251M 125M
2015 2016 2017 2018 2019 2020 2021 2022 2023
Discretionary
Non-discretionary

Private Funds

Employees

Private Funds Structure

Fund Type Count GAV
Fund TypePrivate Equity Fund Count1 GAV$4,918,980
Fund TypeReal Estate Fund Count1 GAV$2,044,467

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker922908363 Stock Name S&P 500 Index ETF $ Position$148,642,666 % Position10.00% $ Change13.00% # Change11.00%
Stck Ticker808524201 Stock NameU.S. Large-Cap ETF $ Position$137,313,881 % Position9.00% $ Change15.00% # Change236.00%
Stck Ticker464288638 Stock NameiShares Intermediate Corp Bond ETF $ Position$68,482,854 % Position5.00% $ Change16.00% # Change21.00%
Stck Ticker931142103 Stock NameWalmart Inc. $ Position$58,892,592 % Position4.00% $ Change71.00% # Change53.00%
Stck Ticker037833100 Stock NameApple Inc $ Position$59,246,031 % Position4.00% $ Change15.00% # Change7.00%
Stck Ticker464288646 Stock NameiShares 1-5 Year Credit Bond ETF $ Position$53,755,949 % Position4.00% $ Change57.00% # Change60.00%
Stck Ticker921909768 Stock NameVanguard International ETF $ Position$41,527,186 % Position3.00% $ Change93.00% # Change112.00%
Stck Ticker81369Y209 Stock NameHealth Care Select ETF $ Position$44,830,233 % Position3.00% $ Change25.00% # Change40.00%
Stck Ticker46641Q837 Stock NameUltra-Short Term Income ETF $ Position$38,416,544 % Position3.00% $ Change20.00% # Change20.00%
Stck Ticker594918104 Stock NameMicrosoft Corp $ Position$45,637,178 % Position3.00% $ Change3.00% # Change5.00%

Brochure Summary