Adviser Profile

As of Date 07/04/2025
Registration status Terminated
ADV Location NEW YORK, NY, United States
Contact Info 212 xxxxxxx
Websites
AUM* 1,401,109,331 9%
of that, discretionary 1,401,109,331 9%
Number of Employees 8
of those in investment advisory functions 2
Private Fund GAV* 0
Avg Account Size 2,993,823 7%
% High Net Worth 55.63% 4%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Commissions

Reported AUM

1B 1B 1B 811M 608M 405M 203M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Brochure Summary