9AT: JJP CAPITAL MANAGEMENT, INC.

Adviser Profile

As of Date	03/10/2026
Registration	SEC, Approved, 03/05/1984
ADV Location	COLUMBIA, MO, United States
Contact Info	[57 xxxxxxx

AUM^*	389,876,403 25%
of that, discretionary	389,876,403 25%
Number of Employees	3 50%
of those in investment advisory functions	3 50%
Private Fund GAV^*	0
Avg Account Size	2,130,472 23%
% High Net Worth	34.33% -5%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser BOURKE WEALTH MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM141.4m	#Funds-
Adviser REGENCY CAPITAL MANAGEMENT INC.	Hedge Fund2.1m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV2.1m	AUM364.1m	#Funds1
Adviser DESTINATION WEALTH MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM4.9b	#Funds-
Adviser MIRADOR CAPITAL PARTNERS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.0b	#Funds-
Adviser HACKMAN FINANCIAL GROUP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM426.7m	#Funds-
Adviser SENSIBLE MONEY, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM742.5m	#Funds-
Adviser BAY CAPITAL ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM228.3m	#Funds-
Adviser EADS & HEALD WEALTH MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM240.5m	#Funds-
Adviser MYRA WEALTH	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM65.0m	#Funds-
Adviser INVESTMENT MANAGEMENT & PLANNING LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM238.8m	#Funds-

Brochure Summary

Overview

Description of Advisory Firm JJP Capital Management, Inc. is a privately owned corporation headquartered in Columbia, Missouri. It was incorporated in the State of Missouri in 2001 and is owned by Garrard Banks, President and Christopher Pascucci, Treasurer. Mr. Garrard Banks’ education, business standards, and background include three (3) college degrees from Columbia College, University of Missouri, and The Graduate School of Banking of the South. Professional examinations include the NASD exam #7 and NASD #66. Previous to his investment advisory business, he was an IA Representative for three months with Raymond James Financial and 12+ years for Union Planters Bank as a commercial and real estate loan officer. Mr. Banks has been with the firm since its establishment in 2001. (Born in Columbia, MO in 1963.) Mr. Christopher Pascucci’s education, business standards, and background include a BSBA from the University of Missouri and an MBA from William Woods University. Professional examination includes NASD #65. Previously, he has been self-employed as a real estate entrepreneur and subsequent to that he was a retail manager for Bridgestone Tire & Rubber Corp. Mr. Pascucci has been with the firm since its establishment in 2001. (Born in Galesburg, IL in 1965.) Advisory Services Offered JJP Capital Management, Inc. business includes investment advice and portfolio management related to publicly traded securities. We make investment recommendations for

clients based on information the client supplies about his or her financial situation, goals, and risk tolerance. Our recommendations may be limited if the client does not provide us with accurate and complete information. It is the client’s responsibility to keep JJP Capital Management, Inc. informed of any changes to their investment objectives or restrictions. The majority of our clients are individual’s trust and retirement accounts, but we also manage assets for a few non for profit entities. JJP Capital Management, Inc. customizes each portfolio to meet the client’s objectives and risk tolerances. Our Firm utilizes individual common and preferred stocks, U.S. Treasury securities, corporate and municipal bonds as the main components in our advisory service. Clients may also request restrictions on the accounts, such as when a client needs to keep a minimum level of cash in the account or does not want the adviser to buy or sell certain specific securities or security types in the account. JJP Capital Management, Inc. does not participate in wrap fee programs. As of December 31, 2023, JJP Capital Management, Inc. had $312,499,320 of regulatory assets under management on a discretionary basis which includes related accounts. There are currently no non-discretionary accounts under management. We describe the fees charged for investment consulting services below under Item 5 - Fees and Compensation. Brochure 5 Revised Feb 26, 2024

JJP CAPITAL MANAGEMENT, INC.

JJP CAPITAL MANAGEMENT, INC.

PASCUCCI JOHN JOSEPH

Adviser Profile

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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JJP CAPITAL MANAGEMENT, INC. JJP CAPITAL MANAGEMENT, INC. PASCUCCI JOHN JOSEPH

Adviser Profile

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

JJP CAPITAL MANAGEMENT, INC.

JJP CAPITAL MANAGEMENT, INC.

PASCUCCI JOHN JOSEPH