9AT: WESTPORT ASSET MANAGEMENT INC

Adviser Profile

As of Date	02/25/2026
Registration status	Terminated
ADV Location	SOUTHPORT, CT, United States
Contact Info	203 xxxxxxx

AUM^*	396,775,000 -6%
of that, discretionary	396,775,000 -6%
Number of Employees	4
of those in investment advisory functions	2
Private Fund GAV^*	0
Avg Account Size	66,129,167 -37%
% High Net Worth	100.00%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- High net worth individuals

Advisory Activities

- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser ST. NICHOLAS PRIVATE ASSET MANAGEMENT, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM151.0m	#Funds-
Adviser ESSEX RIDGE CAPITAL GROUP, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM146.3m	#Funds-
Adviser TAIKO	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM5.1b	#Funds-
Adviser BOULDER ASSET MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM426.1m	#Funds-
Adviser SNOWWATER INVESTMENT PARTNERS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.3b	#Funds-
Adviser DREXEL MORGAN & CO.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM607.0m	#Funds-
Adviser CYPRESS CAPITAL PARTNERS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM464.4m	#Funds-
Adviser COBEY JACOBSON & GORDON INC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM99.4m	#Funds-
Adviser WALNUT PRIVATE EQUITY PARTNERS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM172.6m	#Funds-
Adviser RM PRIVATE WEALTH MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM340.9m	#Funds-

Brochure Summary

Overview

• Westport Asset Management, Inc.’s advisory business includes management of investment advisory accounts and providing investment supervisory services. Westport Asset Management, Inc. (WAMI) was established in 1983 and engages in an investment advisory business that focuses on investments in small capitalization United States equities using a “value” investment strategy. WAMI serves primarily institutional and some high-net-worth individual clients, pension and profit sharing plans, charitable organizations and private funds. WAMI’s management of client portfolios is on a fully discretionary basis and the firm actively manages those portfolios to maximize total returns subject to each client’s risk profile and investment guidelines. WAMI is provided with investment guidelines by its clients, which may impose investment restrictions on portfolio holdings

concerning: (1) exposure to a single security, (2) exposure to a specific industry sector, (3) market capitalization of the portfolio holdings, and (4) prohibitions from holding securities that meet specific client defined characteristics. WAMI does not manage any wrap program assets. WAMI manages portfolios containing mostly equity securities seeking capital appreciation in excess of an agreed upon benchmark over the long-term. Investor funds are deposited in either a bank custodian account or with a brokerage firm. As of December 31, 2016, WAMI managed approximately $200 million on a discretionary basis. WAMI does not currently provide investment advice on a non-discretionary basis. Andrew J. Knuth, WAMI’s Chairman and founder owns a 90% controlling interest in WAMI. WAMI does not consider the above services “financial planning” or any other similar term.

WESTPORT ASSET MANAGEMENT INC

WESTPORT ASSET MANAGEMENT INC

Adviser Profile

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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WESTPORT ASSET MANAGEMENT INC WESTPORT ASSET MANAGEMENT INC

Adviser Profile

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

WESTPORT ASSET MANAGEMENT INC

WESTPORT ASSET MANAGEMENT INC