9AT: REGIONS INVESTMENT MANAGEMENT, INC.

Adviser Profile

As of Date	03/17/2026
Registration	SEC, Approved, 08/15/1986
ADV Location	BIRMINGHAM, AL, United States
Contact Info	205 xxxxxxx
Websites

AUM^*	20,139,489,452 19%
of that, discretionary	13,457,373,988 16%
Number of Employees	28 -3%
of those in investment advisory functions	24 -4%
Private Fund GAV^*	0
Avg Account Size	10,069,744,726 19%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Banking or thrift institutions

Advisory Activities

- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Accounting Firm Name	Filing Date	Form ADV-E
Accounting Firm Name ERNST & YOUNG LLP	Filing Date12/18/2025	Form ADV-E View Report
Accounting Firm Name ERNST & YOUNG	Filing Date04/25/2025	Form ADV-E View Report
Accounting Firm Name ERNST & YOUNG LLP	Filing Date09/14/2023	Form ADV-E View Report

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser FIDUCIARY FIRST	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM2.5b	#Funds-
Adviser MEEDER PUBLIC FUNDS, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM70.2b	#Funds1
Adviser NEBRODI PARTNERS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.5b	#Funds-
Adviser STONE HILL FIDUCIARY MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM2.8b	#Funds-
Adviser RIVERPARK ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM836.0m	#Funds-
Adviser LIBERTY ONE INVESTMENT MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.1b	#Funds1
Adviser FIRST TRUST ADVISORS LP	Hedge Fund53.0m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV53.0m	AUM309.2b	#Funds5
Adviser ORANGE INVESTMENT ADVISORS, LLC	Hedge Fund22.2m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV22.2m	AUM765.0m	#Funds1
Adviser RPA FINANCIAL, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM10.9b	#Funds-
Adviser IBN ASSET MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM508.2m	#Funds-

Brochure Summary

Overview

Regions Financial Corporation (ticker: RF) was formed in 1971 as First Alabama Bancshares Inc. With the combination of three banks, the company was renamed Regions Financial Corporation in 1994. Its merger with Memphis, Tennessee-based Union Planters Corporation took place in July 2004. On November 6th, 2006, Regions Financial Corporation and AmSouth Bancorporation merged to become the new Regions Financial Corporation. This merger resulted in AmSouth Asset Management, Inc. (AAMI) being absorbed into Morgan Asset Management, which was registered with the SEC as a registered investment adviser in 1986. Due to internal restructuring, and the sale of broker/dealer Morgan Keegan by Regions Financial Corporation, the firm’s name was changed to Regions Investment Management, Inc. (RIM) in 2012. RIM was formerly owned by RFC Financial Services Holding, LLC, which in turn, is a wholly owned subsidiary of Regions Financial Corporation. Effective January 1, 2016, RIM became a wholly owned subsidiary of Regions Bank, which is another wholly owned subsidiary of Regions Financial Corporation. Regions Financial Corporation is a regional financial holding company, and is a publicly held reporting company under the Securities Exchange Act of 1934. The change

to RIM’s ownership structure did not change the services offered through RIM. RIM provides model strategies and provides portfolio management to Regions Wealth Management, a business unit of Regions Bank for use by Regions Wealth Management with its clients. As of December 31, 2023, RIM managed $11,612,117,795 on a discretionary basis on behalf of its clients, and $5,378,217,474 on a non-discretionary basis. Discretion means that RIM does not need prior permission to conduct transactions in client accounts. RIM’s total amount of assets under management is $16,990,335,269. There are risks associated with any investment or advisory service. There are no guarantees of the success of any investment or strategy, and it is possible that some or all the principal could be lost. Past performance is not a guarantee of future performance; clients invest at their own risk. Tax implications are a critical component of any investment strategy. It is possible that trading activities could result in taxable events and/or lower investment return. Because investments may have tax or legal consequences, clients should contact their own tax professionals and attorneys to assist them in answering questions about specific situations or needs.

REGIONS INVESTMENT MANAGEMENT, INC.

REGIONS INVESTMENT MANAGEMENT, INC.

MORGAN ASSET MANAGEMENT, INC.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Form ADV-E Surprise Examination Reports

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Brochure Summary

Overview

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REGIONS INVESTMENT MANAGEMENT, INC. REGIONS INVESTMENT MANAGEMENT, INC. MORGAN ASSET MANAGEMENT, INC.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Form ADV-E Surprise Examination Reports

Similar advisers

Brochure Summary

Overview

REGIONS INVESTMENT MANAGEMENT, INC.

REGIONS INVESTMENT MANAGEMENT, INC.

MORGAN ASSET MANAGEMENT, INC.