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Adviser Profile

As of Date 03/11/2026
Registration SEC, Approved, 01/30/2015
ADV Location HARTFORD, CT, United States
Contact Info 860 xxxxxxx
Websites
AUM* 1,479,000,000 1%
of that, discretionary 1,182,000,000 10%
Number of Employees 5
of those in investment advisory functions 5
Private Fund GAV* 0
Avg Account Size 739,500,000 1%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Pension and profit sharing plans
- Insurance companies

Advisory Activities

- Portfolio management for businesses
- Selection of other advisers

Compensation Arrangments

- Fixed fees (other than subscription fees)
- Performance-based fees

Reported AUM

1B 1B 844M 675M 507M 338M 169M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Brochure Summary