9AT: SAWYER & CO INC

Adviser Profile

As of Date	06/01/2026
Registration	SEC, Approved, 12/12/1986
ADV Location	BOSTON, MA, United States
Contact Info	617 xxxxxxx
Websites

AUM^*	320,113,014 19%
of that, discretionary	319,125,636 23%
Number of Employees	4
of those in investment advisory functions	3
Private Fund GAV^*	0
Avg Account Size	1,379,797 3%
% High Net Worth	55.13% 0%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Accounting Firm Name	Filing Date	Form ADV-E
Accounting Firm Name ADEPTUS ADVISORS, LLC	Filing Date12/23/2025	Form ADV-E View Report
Accounting Firm Name WALTER SHUFFAIN	Filing Date01/09/2025	Form ADV-E View Report
Accounting Firm Name WALTER SHUFFAIN	Filing Date09/12/2024	Form ADV-E View Report
Accounting Firm Name KAHN, LITWIN, RENZA & CO	Filing Date07/19/2024	Form ADV-E View Report
Accounting Firm Name KAHN, LITWIN, RENZA & CO	Filing Date12/22/2023	Form ADV-E View Report

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser STRATEGY CAP, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM48.1m	#Funds-
Adviser ABEL HALL, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM819.1m	#Funds-
Adviser BOONE WEALTH ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM506.8m	#Funds-
Adviser THE LEGACY FINANCIAL GROUP, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM590.7m	#Funds-
Adviser STERLING WEALTH ADVISORS, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM223.5m	#Funds-
Adviser MAIN STREET RESEARCH LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM2.7b	#Funds-
Adviser THE MILWEALTH GROUP, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM496.9m	#Funds-
Adviser ROFFMAN MILLER ASSOCIATES INC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM3.2b	#Funds-
Adviser TRIANGLE WEALTH MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.3b	#Funds-
Adviser EVERMAY WEALTH MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.3b	#Funds-

Stock Ticker	Stock Name	$ Position	% Position	$ Change	# Change
Stck Ticker02079K305	Stock NameALPHABET INC A	$ Position$15,083,960	% Position6.00%	$ Change	# Change
Stck Ticker037833100	Stock NameAPPLE INC	$ Position$13,487,923	% Position5.00%	$ Change	# Change
Stck Ticker67066G104	Stock NameNVIDIA CORPORATION	$ Position$13,187,605	% Position5.00%	$ Change	# Change
Stck Ticker532457108	Stock NameELI LILLY & CO	$ Position$10,708,882	% Position4.00%	$ Change	# Change
Stck Ticker594918104	Stock NameMICROSOFT CORP	$ Position$10,431,391	% Position4.00%	$ Change	# Change
Stck Ticker872540109	Stock NameTJX COMPANIES INC NEW	$ Position$9,111,843	% Position4.00%	$ Change	# Change
Stck Ticker68389X105	Stock NameORACLE CORP	$ Position$9,021,668	% Position3.00%	$ Change	# Change
Stck Ticker92826C839	Stock NameVISA INC A	$ Position$6,132,147	% Position2.00%	$ Change	# Change
Stck Ticker595112103	Stock NameMICRON TECHNOLOGY	$ Position$6,054,093	% Position2.00%	$ Change	# Change
Stck Ticker30231G102	Stock NameEXXON MOBIL CORP	$ Position$5,965,585	% Position2.00%	$ Change	# Change

Brochure Summary

Overview

Sawyer & Company, Inc. (Sawyer) is an investment counseling firm that provides investment supervisory and trustee services to high net worth individuals, individuals, families, pension and profit sharing plans, trusts, estates, and corporations. The firm was founded in 1986 by William C. Sawyer, II, Ph.D. The owners are William C. Sawyer (28.98%) and Ben Webber (71.02%). For clients’ investments Sawyer purchases conventional publicly-traded liquid financial assets. Sawyer’s purchases are generally comprised of but not limited to: Common Stocks and Preferred Stocks; U.S. Government Obligations; U.S. Treasury Bills, Notes, and Bonds; Mutual Funds; Exchange-Traded Funds; Corporate Notes and Bonds; Corporate Convertible Notes and Convertible Bonds; Municipal Notes and Bonds; Certificates of Deposit; and Cash Equivalents. Sawyer manages $260,433,908 on a discretionary basis and $8,698,851 on a non- discretionary basis as of January 31, 2024. Sawyer most often accepts and maintains full discretion in investing clients’ portfolios, but also manages a small number of accounts on a non-discretionary basis. Investment discretion is documented

in writing in the account opening documentation with clients’ custodians. For discretionary relationships, clients may impose, in writing, restrictions on investing in certain securities or types of securities. Clients may consult with Sawyer to invest the clients’ funds in a specific financial security suggested for investment at the client’s recommendation. Sawyer does not receive compensation for the purchase and sale of securities or other investment products, including asset-based sales charges or service fees from the sale of mutual funds. Sawyer does not participate in or sponsor any so-called “wrap fee” programs. When Sawyer provides investment advice regarding retirement plan accounts or individual retirement accounts, we are fiduciaries within the meaning of Title I of the Employee Retirement Income Security Act and/or the Internal Revenue Code, as applicable, which are laws governing retirement accounts. The way we make money creates some conflicts with client interests, so we operate under a special rule that requires us to act in our clients’ best interest and not put our interest ahead of theirs. Page 4

SAWYER & CO INC

SAWYER & CO INC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Form ADV-E Surprise Examination Reports

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Top Holdings

Brochure Summary

Overview

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SAWYER & CO INC SAWYER & CO INC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Form ADV-E Surprise Examination Reports

Similar advisers

Top Holdings

Brochure Summary

Overview

SAWYER & CO INC

SAWYER & CO INC