9AT: THE MILWEALTH GROUP, LLC

Adviser Profile

As of Date	03/25/2026
Registration	SEC, Approved, 10/27/1999
ADV Location	MILWAUKEE, WI, United States
Contact Info	414 xxxxxxx
Websites

AUM^*	496,900,624 27%
of that, discretionary	488,364,912 28%
Number of Employees	8 -20%
of those in investment advisory functions	5 -17%
Private Fund GAV^*	0
Avg Account Size	604,502 22%
% High Net Worth	74.58% 12%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser ROFFMAN MILLER ASSOCIATES INC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM3.2b	#Funds-
Adviser EVERMAY WEALTH MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.3b	#Funds-
Adviser MAIN STREET RESEARCH LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM2.7b	#Funds-
Adviser BOONE WEALTH ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM506.8m	#Funds-
Adviser STERLING WEALTH ADVISORS, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM223.5m	#Funds-
Adviser SHERIDAN CAPITAL MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM217.2m	#Funds-
Adviser ABEL HALL, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM819.1m	#Funds-
Adviser THE LEGACY FINANCIAL GROUP, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM590.7m	#Funds-
Adviser KEEBECK WEALTH MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM2.0b	#Funds1
Adviser SAWYER & CO INC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM320.1m	#Funds-

Stock Ticker	Stock Name	$ Position	% Position	$ Change	# Change
Stck Ticker922908637	Stock NameVANGUARD INDEX FDS	$ Position$88,396,686	% Position21.00%	$ Change-4.00%	# Change1.00%
Stck Ticker922908751	Stock NameVANGUARD INDEX FDS	$ Position$45,259,036	% Position11.00%	$ Change2.00%	# Change0.00%
Stck Ticker922042775	Stock NameVANGUARD INTL EQUITY INDEX F	$ Position$41,795,448	% Position10.00%	$ Change1.00%	# Change-1.00%
Stck Ticker92206C870	Stock NameVANGUARD SCOTTSDALE FDS	$ Position$40,021,430	% Position10.00%	$ Change1.00%	# Change3.00%
Stck Ticker92206C706	Stock NameVANGUARD SCOTTSDALE FDS	$ Position$37,835,740	% Position9.00%	$ Change2.00%	# Change3.00%
Stck Ticker25434V583	Stock NameDIMENSIONAL ETF TRUST	$ Position$27,661,721	% Position7.00%	$ Change3.00%	# Change3.00%
Stck Ticker92203J407	Stock NameVANGUARD CHARLOTTE FDS	$ Position$28,491,270	% Position7.00%	$ Change3.00%	# Change3.00%
Stck Ticker25434V708	Stock NameDIMENSIONAL ETF TRUST	$ Position$31,085,771	% Position7.00%	$ Change-2.00%	# Change0.00%
Stck Ticker25434V880	Stock NameDIMENSIONAL ETF TRUST	$ Position$22,918,882	% Position5.00%	$ Change2.00%	# Change-2.00%
Stck Ticker921937827	Stock NameVANGUARD BD INDEX FDS	$ Position$19,070,235	% Position5.00%	$ Change2.00%	# Change3.00%

Brochure Summary

Overview

McCarthy Grittinger Financial Group, LLC (“MG Financial Group”) was originally founded in 1995 as McCarthy Financial Management LLC. Matt Miler and Jaqueline Schneider are the principal owners. MG Financial Group is an independent, fee only, financial planning and investment advisory firm investing primarily in Exchanged Traded Funds (“ETFs”) and mutual funds for our clients. Our primary service offered is discretionary ongoing investment management services, utilizing a comprehensive financial planning approach. We may also provide general counsel to clients in the areas of financial, tax, retirement, insurance and estate planning, including tax preparation services for select clients. We work with clients to develop and maintain a comprehensive document reflecting their current wealth situation. After understanding the client’s situation, the client accounts are generally invested in one of our investment models that is meant to achieve their objectives and goals. When provided to our investment management clients, financial planning services are offered at no additional fees. We also offer financial

planning services to non-investment management clients for a fee. As noted in Item 12, Schwab Institutional (“Schwab”) and Transamerica– (collectively our clients’ “Primary Custodians”) provide custodial services to our clients, with Schwab providing custody services for the majority of our clients’ assets. However, at the discretion of our client, we may consider accounts and assets held outside of these custodians’ accounts when providing advisory services to the client. Retirement Plan Advisory Services We manage on a non-discretionary basis certain retirement accounts through the Morningstar® ByAllAccounts software program. This program allows clients to give us view only access to these types of accounts. It is the responsibility of the client(s) to place the trades as recommended by MG Financial Group, as we do not have any direct access to these accounts. These accounts are considered managed accounts and are included in non-discretionary assets under management. Assets Under Management as of December 31, 2023 Non-Discretionary: $ 7,423,019 Discretionary: $ 382,393,423

THE MILWEALTH GROUP, LLC

THE MILWEALTH GROUP, LLC

MCCARTHY FINANCIAL MANAGEMENT LLC

MCCARTHY KULT FINANCIAL GROUP, LLC

MCCARTHY GRITTINGER WEIL FINANCIAL GROUP, LLC

MCCARTHY GRITTINGER FINANCIAL GROUP, LLC

MCCARTHY GRITTINGER FINANACIAL GROUP, LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Top Holdings

Brochure Summary

Overview

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THE MILWEALTH GROUP, LLC THE MILWEALTH GROUP, LLC MCCARTHY FINANCIAL MANAGEMENT LLC MCCARTHY KULT FINANCIAL GROUP, LLC MCCARTHY GRITTINGER WEIL FINANCIAL GROUP, LLC MCCARTHY GRITTINGER FINANCIAL GROUP, LLC MCCARTHY GRITTINGER FINANACIAL GROUP, LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Top Holdings

Brochure Summary

Overview

THE MILWEALTH GROUP, LLC

THE MILWEALTH GROUP, LLC

MCCARTHY FINANCIAL MANAGEMENT LLC

MCCARTHY KULT FINANCIAL GROUP, LLC

MCCARTHY GRITTINGER WEIL FINANCIAL GROUP, LLC

MCCARTHY GRITTINGER FINANCIAL GROUP, LLC

MCCARTHY GRITTINGER FINANACIAL GROUP, LLC