9AT: BENJAMIN SECURITIES, INC.

Adviser Profile

As of Date	09/29/2025
Registration	SEC, Approved, 12/24/1987
ADV Location	ALBANY, NY, United States
Contact Info	516 xxxxxxx
Websites

AUM^*	33,609,905
of that, discretionary	29,878,796 57%
Number of Employees	12 -8%
of those in investment advisory functions	3
Private Fund GAV^*	0
Avg Account Size	494,263 45%
% High Net Worth	7.35% -30%
SMA’s	Yes
Private Funds	0

Adviser Type

- Mid-sized advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser SAGEPOINT FINANCIAL, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM16.5b	#Funds-
Adviser TLG ADVISORS, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM2.3b	#Funds-
Adviser THE CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM538.8m	#Funds-
Adviser TRUVESTMENTS CAPITAL LLC	Hedge Fund6.5m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV6.5m	AUM660.8m	#Funds1
Adviser OSAIC WEALTH, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM234.9b	#Funds-
Adviser OREGON PACIFIC FINANCIAL ADVISORS INC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM157.1m	#Funds-
Adviser ITRUST ASSET MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM211.9m	#Funds-
Adviser NOVEM GROUP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.7b	#Funds-
Adviser BIG SIOUX WEALTH MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM235.2m	#Funds-
Adviser ATWOB	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM113.9m	#Funds-

Brochure Summary

Overview

Description of the Advisory Firm: Benjamin Securities, Inc. was founded on August 5, 1977, by Leo & Ann Benjamin. The Firm is registered with the Securities and Exchange Commission as a registered investment advisor and is also a member of the Financial Industry Regulatory Authority (FINRA), the Municipal Securities Rule Making Board (MSRB), and the Securities Investors Protection Corporation (SIPC). The firm is a correspondent of RBC Capital Markets, LLC, who provides securities execution, clearing services, and custodial services. In addition, the firm has a custodial arrangement with Interactive Brokers, LLC for advisory client accounts. Our Services: Benjamin Securities, Inc. (Benjamin) manages investment accounts for individuals, trusts, businesses, and foundations. The following services are offered to our clients where appropriate:  Traditional brokerage cash and margin accounts held by RBC Capital Markets, LLC  Portfolio design and management of securities on a fee basis, on a commission basis, or under a separately managed account arrangement  Covered Call writing under a separately managed account arrangement  Focused investment strategies on a performance fee-based

account arrangement Our accounts are individually managed and client funds are not co-mingled. We are able to customize accounts to address the needs of individual clients, including tax considerations, investment objectives, and socially conscious restrictions. Benjamin offers its clients both discretionary and non-discretionary Investment Management Services that include Separately Managed Accounts. Discretionary authorization will permit us to determine the specific securities and the amount of securities to be purchased or sold for your account without obtaining your approval prior to each transaction. Discretionary authority is typically granted by the investment advisory agreement you sign with our firm, a power of attorney, or trading authorization forms. Benjamin also offers non-discretionary portfolio management services. If you enter into non- discretionary arrangements with our firm, we will need to obtain your approval prior to executing any transactions on behalf of your account. Assets under management: As of June 30, 2023 we manage $19,090,713 million in assets on a discretionary basis and $6,894,182 and non-discretionary basis.

BENJAMIN SECURITIES, INC.

BENJAMIN SECURITIES, INC.

BENJAMIN & FORGIONE CO., INC.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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BENJAMIN SECURITIES, INC. BENJAMIN SECURITIES, INC. BENJAMIN & FORGIONE CO., INC.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

BENJAMIN SECURITIES, INC.

BENJAMIN SECURITIES, INC.

BENJAMIN & FORGIONE CO., INC.