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Adviser Profile

As of Date 05/27/2026
Registration SEC, Approved, 02/04/1988
ADV Location BETHESDA, MD, United States
Contact Info (30 xxxxxxx
Websites
AUM* 3,277,115,272 36%
of that, discretionary 3,277,115,272 76%
Number of Employees 36 33%
of those in investment advisory functions 27 13%
Private Fund GAV* 0
Avg Account Size 1,374,053 89%
% High Net Worth 9.52% 17%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm
- An investment adviser (or subadviser) to an investment company

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Investment companies

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

3B 3B 2B 2B 1B 936M 468M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker66538H591 Stock NameNORTHERN LTS FD TR IV $ Position$35,321,786 % Position36.00% $ Change-12.00% # Change3.00%
Stck Ticker66538H179 Stock NameNORTHERN LTS FD TR IV $ Position$5,398,039 % Position6.00% $ Change37.00% # Change46.00%
Stck Ticker00791R830 Stock NameADVISORS INNER CIRCLE FD II $ Position$2,470,673 % Position3.00% $ Change185.00% # Change183.00%
Stck TickerG1151C101 Stock NameACCENTURE PLC IRELAND $ Position$1,562,531 % Position2.00% $ Change-10.00% # Change13.00%
Stck Ticker20030N101 Stock NameCOMCAST CORP NEW $ Position$1,510,928 % Position2.00% $ Change3.00% # Change15.00%
Stck Ticker438516106 Stock NameHONEYWELL INTL INC $ Position$1,657,453 % Position2.00% $ Change-4.00% # Change12.00%
Stck Ticker437076102 Stock NameHOME DEPOT INC $ Position$1,685,863 % Position2.00% $ Change0.00% # Change12.00%
Stck Ticker375558103 Stock NameGILEAD SCIENCES INC $ Position$2,134,206 % Position2.00% $ Change19.00% # Change6.00%
Stck Ticker363576109 Stock NameGALLAGHER ARTHUR J & CO $ Position$1,718,983 % Position2.00% $ Change28.00% # Change14.00%
Stck Ticker66538H278 Stock NameNORTHERN LTS FD TR IV $ Position$1,705,000 % Position2.00% $ Change-20.00% # Change1.00%

Brochure Summary