Adviser Profile

As of Date 03/13/2026
Registration SEC, Approved, 09/02/1988
ADV Location HOMEWOOD, AL, United States
Contact Info 800 xxxxxxx
Websites
AUM* 879,223,964 46%
of that, discretionary 865,363,275 45%
Number of Employees 20 100%
of those in investment advisory functions 7 40%
Private Fund GAV* 0
Avg Account Size 1,443,718 -9%
% High Net Worth 5.90% -35%
SMA’s No
Private Funds 0

Adviser Type

- Large advisory firm
- An investment adviser (or subadviser) to an investment company

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Banking or thrift institutions
- Investment companies
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

865M 742M 618M 494M 371M 247M 124M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker26922A222 Stock NameAPTUS COLLARED INVESTMENT OPPORTUNITY ETF $ Position$43,343,861 % Position9.00% $ Change-8.00% # Change-5.00%
Stck Ticker26922B709 Stock NameAPTUS INTERNATIONAL ENHANCED YIELD $ Position$27,004,981 % Position5.00% $ Change7.00% # Change5.00%
Stck Ticker464287200 Stock NameISHARES CORE S&P 500 ETF $ Position$25,860,063 % Position5.00% $ Change7.00% # Change13.00%
Stck Ticker921943858 Stock NameVANGUARD FTSE DEVELOPED MARKETS ETF $ Position$23,068,048 % Position5.00% $ Change8.00% # Change6.00%
Stck Ticker26922A446 Stock NameOPUS SMALL CAP VALUE ETF $ Position$19,796,955 % Position4.00% $ Change10.00% # Change3.00%
Stck Ticker26922A388 Stock NameAPTUS DEFINED RISK ETF $ Position$20,690,948 % Position4.00% $ Change11.00% # Change15.00%
Stck Ticker26922A784 Stock NameAPTUS DRAWDOWN MANAGED EQUITY ETF $ Position$14,503,880 % Position3.00% $ Change-1.00% # Change3.00%
Stck Ticker26922B535 Stock NameAPTUS LARGE CAP ENHANCED YIELD ETF $ Position$16,543,774 % Position3.00% $ Change117.00% # Change127.00%
Stck Ticker26922B444 Stock NameAPTUS LARGE CAP UPSIDE ETF $ Position$14,635,935 % Position3.00% $ Change3.00% # Change9.00%
Stck Ticker67066G104 Stock NameNVIDIA CORPORATION COM $ Position$13,613,152 % Position3.00% $ Change-7.00% # Change0.00%

Brochure Summary