| As of Date | 05/15/2026 |
| Registration | SEC, Approved, 10/04/2002 |
| ADV Location | TORONTO, Canada |
| Contact Info | 416 xxxxxxx |
| Websites |
| AUM* | 5,957,784,411 22% |
| of that, discretionary | 4,481,080,129 -3% |
| Number of Employees | 46 -2% |
| of those in investment advisory functions | 22 16% |
| Private Fund GAV* | 0 |
| Avg Account Size | 771,634 -63% |
| % High Net Worth | 3.38% -88% |
| SMA’s | Yes |
| Private Funds | 0 |
- High net worth individuals
- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities
- Other investment advisers
- Insurance companies
- Corporations or other businesses not listed above
- Other
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses
- Publication of periodicals or newsletters
- A percentage of assets under your management
- Performance-based fees
No private funds
| Adviser | Hedge Fund | Liquidity Fund | Private Equity Fund | Real Estate Fund | Securitized Asset Fund | Venture Capital Fund | Other Fund | Total Private Fund GAV | AUM | #Funds | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Adviser HUB INVESTMENT PARTNERS, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM11.9b | #Funds- | |
| Adviser FOSTER & WOOD, INC. | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM218.7m | #Funds- | |
| Adviser PARK PLACE CAPITAL CORPORATION | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM879.2m | #Funds- | |
| Adviser FIRST TRUST ADVISORS LP | Hedge Fund53.0m | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV53.0m | AUM309.2b | #Funds5 | |
| Adviser LIBERTY ONE INVESTMENT MANAGEMENT | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM1.1b | #Funds1 | |
| Adviser NEBRODI PARTNERS, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM1.5b | #Funds- | |
| Adviser STANCE CAPITAL LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM354.2m | #Funds- | |
| Adviser IBN ASSET MANAGEMENT, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM508.2m | #Funds- | |
| Adviser REGIONS INVESTMENT MANAGEMENT, INC. | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM20.1b | #Funds- | |
| Adviser FIDUCIARY FIRST | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM2.5b | #Funds- |
| Stock Ticker | Stock Name | $ Position | % Position | $ Change | # Change |
|---|---|---|---|---|---|
| Stck Ticker594918104 | Stock NameMicrosoft Corp. | $ Position$37,141,605 | % Position8.00% | $ Change38.00% | # Change4.00% |
| Stck Ticker30303M102 | Stock NameMeta Platforms, Inc. | $ Position$28,715,391 | % Position7.00% | $ Change34.00% | # Change5.00% |
| Stck Ticker718172109 | Stock NamePhilip Morris International Inc. | $ Position$32,330,989 | % Position7.00% | $ Change3.00% | # Change-10.00% |
| Stck Ticker11135F101 | Stock NameBroadcom Inc. | $ Position$27,067,727 | % Position6.00% | $ Change62.00% | # Change-2.00% |
| Stck Ticker337738108 | Stock NameFiserv Inc. | $ Position$21,634,696 | % Position5.00% | $ Change-9.00% | # Change16.00% |
| Stck Ticker02079K305 | Stock NameAlphabet Inc. CL A | $ Position$21,554,515 | % Position5.00% | $ Change21.00% | # Change6.00% |
| Stck Ticker025816109 | Stock NameAmerican Express | $ Position$17,437,999 | % Position4.00% | $ Change40.00% | # Change18.00% |
| Stck Ticker620076307 | Stock NameMotorola Solutions Inc. | $ Position$18,404,796 | % Position4.00% | $ Change1.00% | # Change5.00% |
| Stck Ticker09857L108 | Stock NameBooking Holdings Inc. | $ Position$14,947,818 | % Position3.00% | $ Change5.00% | # Change-17.00% |
| Stck Ticker571748102 | Stock NameMarsh & McLennan Cos. | $ Position$12,509,706 | % Position3.00% | $ Change-5.00% | # Change6.00% |