9AT: MACDOUGALL FINANCIAL COUNSELING

Adviser Profile

As of Date	02/25/2026
Registration	SEC, Approved, 03/09/1989
ADV Location	DELMONT, PA, United States
Contact Info	724 xxxxxxx
Websites

AUM^*	424,811,192 12%
of that, discretionary	424,811,192 12%
Number of Employees	3
of those in investment advisory functions	2
Private Fund GAV^*	0
Avg Account Size	997,209 5%
% High Net Worth	58.87% 38%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions

Accounting Firm Name	Filing Date	Form ADV-E
Accounting Firm Name DANNIBLE & MCKEE LLP	Filing Date09/18/2025	Form ADV-E View Report
Accounting Firm Name DANNIBLE & MCKEE LLP	Filing Date10/11/2024	Form ADV-E View Report
Accounting Firm Name DANNIBLE & MCKEE LLP	Filing Date02/14/2024	Form ADV-E View Report

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser ROCK POINT ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM655.7m	#Funds-
Adviser BROWN, LISLE/CUMMINGS, INC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM487.3m	#Funds-
Adviser ROWLAND MILLER + PARTNERS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM635.9m	#Funds-
Adviser SAGE HILL CAPITAL	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM214.3m	#Funds-
Adviser MARINER INDEPENDENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM7.3b	#Funds-
Adviser BREEN WEALTH MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM318.8m	#Funds-
Adviser CHEVIOT VALUE MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.2b	#Funds-
Adviser AULL & MONROE	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM323.2m	#Funds-
Adviser ASIO CAPITAL LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM805.1m	#Funds-
Adviser SOUND PORTFOLIO ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM151.1m	#Funds-

Brochure Summary

Overview

A. MacDougall Financial Counseling has been in business since 1988. We were previously known as Schofield Financial Counseling, but a name change was made in 2011 to reflect the change of ownership. Allan MacDougall is President and 80% owner. Elizabeth L MacDougall is Vice President and 20% owner. Mr. MacDougall was born in 1949 and graduated in 1973 with a BA from Stanford. Prior to purchasing Schofield Financial Counseling, he served as COO of Creative Products, CFO of Berkley Process Control, and as an officer at PNC, Bank of Boston & Mellon. Mr. MacDougall previously served on the Board of the Children’s Institute in Pittsburgh, PA and the Balmoral School of Bagpiping. Elizabeth L MacDougall was born in 1995 and graduated in 2018 with a BSBA from the University of Richmond. Prior to joining MacDougall Financial Counseling, she worked in Private Equity at Aldrich Capital Partners. She completed the Certified Private Wealth Advisor (CPWA®) designation in 2023. Ms. MacDougall serves on the Board of The Children’s Institute in Pittsburgh, PA. B. MacDougall Financial provides comprehensive financial planning services to clients. These services include advice on allocations, selection and evaluation of investment managers, tax planning, estate planning, insurance coverage and other financial questions raised

by clients. C. Although MacDougall Financial typically has discretionary authority on client accounts, in practice we endeavor to notify clients of our recommended investment changes & while we attempt to get their approval, we will move forward with changes after several weeks if a client does not reach out to us with objections. We tailor our services to the individual needs of the client through personal meetings, discussions and reviews. For example, a client may request either protection of principal or “income” based investments and we will structure the portfolio accordingly. We also will accept investment restrictions from clients. D. We do not participate in any “wrap fee” programs. We receive no commissions from any products we recommend excepting life insurance, which can be waived at the request of the client. E. As of 12/31/23 we managed 401 accounts with a dollar value of approximately $381,000,000 on a discretionary basis. At that time, we did not manage any accounts on a non-discretionary basis. We currently work with one account custodian, BNY Mellon Pershing. Charles Schwab holds a small amount of assets (sub $4M) at year end due to some delayed account transfers from the TD Ameritrade – Schwab merger. However, MFC does not maintain a Schwab custodial relationship.

MACDOUGALL FINANCIAL COUNSELING

MACDOUGALL FINANCIAL COUNSELING

MACDOUGALL ALLAN

SCHOFIELD-MACDOUGALL FINANCIAL COUNSELING

SCHOFIELD FINANCIAL COUNSELING

SCHOFIELD DOUGLAS FRANKLIN

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Form ADV-E Surprise Examination Reports

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Brochure Summary

Overview

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MACDOUGALL FINANCIAL COUNSELING MACDOUGALL FINANCIAL COUNSELING MACDOUGALL ALLAN SCHOFIELD-MACDOUGALL FINANCIAL COUNSELING SCHOFIELD FINANCIAL COUNSELING SCHOFIELD DOUGLAS FRANKLIN

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Form ADV-E Surprise Examination Reports

Similar advisers

Brochure Summary

Overview

MACDOUGALL FINANCIAL COUNSELING

MACDOUGALL FINANCIAL COUNSELING

MACDOUGALL ALLAN

SCHOFIELD-MACDOUGALL FINANCIAL COUNSELING

SCHOFIELD FINANCIAL COUNSELING

SCHOFIELD DOUGLAS FRANKLIN