Adviser Profile

As of Date 03/24/2026
Registration SEC, Approved, 04/30/2004
ADV Location BURLINGTON, VT, United States
Contact Info 802 xxxxxxx
Websites
AUM* 655,711,792 24%
of that, discretionary 655,711,792 24%
Number of Employees 9
of those in investment advisory functions 5
Private Fund GAV* 0
Avg Account Size 1,330,044 22%
% High Net Worth 61.73% 17%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

656M 562M 468M 375M 281M 187M 94M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Top Holdings

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Stck Ticker037833100 Stock NameApple Computer $ Position$13,596,799 % Position4.00% $ Change-9.00% # Change-2.00%
Stck Ticker172967424 Stock NameCitigroup $ Position$16,549,014 % Position4.00% $ Change-27.00% # Change-25.00%
Stck Ticker489398107 Stock NameKennedy-Wilson Holdings $ Position$13,217,788 % Position4.00% $ Change10.00% # Change-2.00%
Stck Ticker872540109 Stock NameTJX Companies $ Position$14,541,643 % Position4.00% $ Change2.00% # Change-2.00%
Stck Ticker835699307 Stock NameSony Group $ Position$10,670,188 % Position3.00% $ Change-8.00% # Change14.00%
Stck Ticker17275R102 Stock NameCisco Systems $ Position$11,277,551 % Position3.00% $ Change-17.00% # Change-17.00%
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Stck Ticker47233W109 Stock NameJefferies Financial Group $ Position$9,703,898 % Position3.00% $ Change-13.00% # Change30.00%
Stck Ticker247361702 Stock NameDelta Air Lines $ Position$9,719,908 % Position3.00% $ Change-7.00% # Change-3.00%

Brochure Summary