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Adviser Profile

Registration status Terminated
As of Date 11/22/2019
Adviser Type - Large advisory firm
- An investment adviser (or subadviser) to an investment company
Number of Employees 1,120 -14.89%
of those in investment advisory functions 332 -8.29%
AUM* 918,876,309,819 -17.57%
of that, discretionary 918,876,309,819 -17.57%
Private Fund GAV* 0
Avg Account Size 1,664,630,996 -16.08%
SMA’s Yes
Private Funds 0 7

Client Types

- Investment companies
- Pooled investment vehicles
- State or municipal government entities
- Other investment advisers
- Other

Advisory Activities

- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

1,115B 956B 796B 637B 478B 319B 159B
2015 2016 2017 2018 2019
Discretionary
Non-discretionary

Private Funds

Employees