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Adviser Profile

Registration status Terminated
As of Date 12/16/2019
Adviser Type - Large advisory firm
- An investment adviser (or subadviser) to an investment company
Number of Employees 179 -9.60%
of those in investment advisory functions 134 -2.19%
AUM* 868,539,873,793 16.49%
of that, discretionary 868,539,873,793 16.49%
Private Fund GAV* 0
Avg Account Size 5,200,837,568 3.93%
SMA’s Yes
Private Funds 0

Client Types

- Investment companies
- Pooled investment vehicles
- Other investment advisers

Advisory Activities

- Portfolio management for investment companies

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

869B 744B 620B 496B 372B 248B 124B
2015 2016 2017 2018 2019
Discretionary
Non-discretionary

Private Funds

No private funds

Employees