9AT: PANAGORA ASSET MANAGEMENT INC

other names

PANAGORA ASSET MANAGEMENT INC

Adviser Profile

As of Date	03/28/2025
ADV Location	BOSTON, MA, United States
Adviser Type - Large advisory firm - An investment adviser (or subadviser) to an investment company
Number of Employees	115 -15%
of those in investment advisory functions	33 -18%
Registration	SEC, Approved, 11/09/1989

AUM^*	33,175,736,583 5%
of that, discretionary	32,894,229,904 6%
Private Fund GAV^*	4,426,616,180 -33%
Avg Account Size	356,728,350 15%
SMA’s	Yes
Private Funds	20 5
Contact Info	617 xxxxxxx
Websites

Client Types

- Investment companies
- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities
- Sovereign wealth funds and foreign official institutions
- Corporations or other businesses not listed above
- Other

Advisory Activities

- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Fund Type	Count	GAV
Fund TypeHedge Fund	Count20	GAV$4,426,616,180

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser SIT FIXED INCOME ADVISORS II, LLC	Hedge Fund719.9m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund311.3m	Total Private Fund GAV1.0b	AUM12.9b	#Funds20
Adviser MILLBURN RIDGEFIELD LLC	Hedge Fund286.7m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund33.0m	Total Private Fund GAV319.8m	AUM9.0b	#Funds8
Adviser CRESCENT PARK MANAGEMENT, L.P.	Hedge Fund351.3m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV351.3m	AUM351.5m	#Funds8
Adviser DISCIPLINED ALPHA LLC	Hedge Fund5.1m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV5.1m	AUM33.6m	#Funds2
Adviser TRIVEST ADVISORS	Hedge Fund4.0b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund173.0m	Total Private Fund GAV4.2b	AUM-	#Funds11
Adviser RBC GLOBAL ASSET MANAGEMENT (UK) LIMITED	Hedge Fund1.1b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund28.9m	Total Private Fund GAV1.1b	AUM137.8b	#Funds21
Adviser LOS ANGELES CAPITAL MANAGEMENT LLC	Hedge Fund2.5b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund73.7m	Total Private Fund GAV2.6b	AUM31.3b	#Funds7
Adviser PLUSCIOS MANAGEMENT LLC	Hedge Fund386.3m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund1.1m	Total Private Fund GAV387.5m	AUM246.4m	#Funds6
Adviser ASPECT CAPITAL LIMITED	Hedge Fund2.9b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund536.8m	Total Private Fund GAV3.4b	AUM3.5b	#Funds12
Adviser ENTRUST GLOBAL PARTNERS LLC	Hedge Fund3.5b	Liquidity Fund-	Private Equity Fund961.8m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund2.3b	Total Private Fund GAV6.8b	AUM11.0b	#Funds46

Stock Ticker	Stock Name	$ Position	% Position	$ Change	# Change
Stck Ticker67066G104	Stock NameNVIDIA CORPORATION	$ Position$1,608,214,020	% Position7.00%	$ Change41.00%	# Change-4.00%
Stck Ticker037833100	Stock NameAPPLE INC	$ Position$1,032,648,103	% Position5.00%	$ Change-20.00%	# Change-13.00%
Stck Ticker594918104	Stock NameMICROSOFT CORP	$ Position$1,181,866,554	% Position5.00%	$ Change36.00%	# Change2.00%
Stck Ticker023135106	Stock NameAMAZON COM INC	$ Position$668,738,674	% Position3.00%	$ Change-15.00%	# Change-26.00%
Stck Ticker30303M102	Stock NameMETA PLATFORMS INC	$ Position$716,018,895	% Position3.00%	$ Change14.00%	# Change-11.00%
Stck Ticker11135F101	Stock NameBROADCOM INC	$ Position$382,446,182	% Position2.00%	$ Change47.00%	# Change-11.00%
Stck Ticker02079K305	Stock NameALPHABET INC	$ Position$333,738,382	% Position2.00%	$ Change9.00%	# Change-4.00%
Stck Ticker46625H100	Stock NameJPMORGAN CHASE & CO.	$ Position$367,990,011	% Position2.00%	$ Change75.00%	# Change48.00%
Stck Ticker375558103	Stock NameGILEAD SCIENCES INC	$ Position$175,958,340	% Position1.00%	$ Change-3.00%	# Change-2.00%
Stck Ticker30161N101	Stock NameEXELON CORP	$ Position$131,275,550	% Position1.00%	$ Change37.00%	# Change46.00%

Brochure Summary

Overview

PanAgora is a Delaware corporation that maintains its headquarters and investment advisory operations in Boston, Massachusetts. Organized in 1985 and incorporated in 1989, PanAgora is registered with the SEC as an investment adviser under the Investment Advisers Act of 1940, as amended (the “Advisers Act”). PanAgora also is registered as a Commodity Pool Operator (“CPO”), Commodity Trading Advisor (“CTA”) and Swap Firm with the Commodity Futures Trading Commission (the “CFTC”) and is a member of the National Futures Association (“NFA”). The voting interests in PanAgora are indirectly owned by Power Corporation of Canada (through a series of subsidiaries, including Great-West Lifeco Inc. and Empower Services Holdings US, LLC (ESH US)). In addition, certain PanAgora employees own non-voting interests in PanAgora via an equity management plan. Assuming all employee stock and options are issued and exercised under such plan, up to 20% of the economic interest in PanAgora may be owned by PanAgora employees. PanAgora is the sponsor and investment manager for certain private unregistered investment pools, including funds organized under U.S. tax-qualified group trusts (the “Group Trusts”), domestic private funds organized as limited liability companies or limited partnerships, and offshore private funds organized as Cayman Islands exempted companies. PanAgora also provides investment advisory services to institutional separate account clients. PanAgora

utilizes broad investment capabilities across global regions, risk levels, and asset classes, including risk efficient, multi- asset, absolute return and active equity strategies. PanAgora’s investment philosophy is based on the belief that significant inefficiencies exist in the global capital markets, and that a structured investment process offers the best way to exploit these inefficiencies. PanAgora’s investment process merges traditional investment theory with quantitative techniques — investment theory and portfolio manager experience serve as a foundation for all investment strategies, while quantitative techniques verify, refine, and apply those ideas to the portfolio management process. PanAgora works directly with its clients to help them determine the most appropriate investment program for them using PanAgora’s various investment tools and expertise. To the extent a client retains PanAgora to provide investment advisory services for a separately managed account, the client may impose specific investment restrictions on that account with respect to investing in securities or certain types of securities. Please see Item 8 for further information about PanAgora’s investment strategies. PanAgora’s assets under management were approximately $ 32 billion as of December 31, 2023. As of that date, approximately $31.5 billion was managed on a discretionary basis and approximately $0.5 billon was managed on a non- discretionary basis.

PANAGORA ASSET MANAGEMENT INC

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