DISCIPLINED ALPHA LLC

other names
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Adviser Profile
As of Date 03/28/2024
Adviser Type - An investment adviser (or subadviser) to an investment company
Number of Employees 3
of those in investment advisory functions 3
Registration SEC, Approved, 4/11/2013
AUM* 28,672,984 -55.32%
of that, discretionary 28,672,984 -55.32%
Private Fund GAV* 6,786,679 -87.18%
Avg Account Size 7,168,246 -44.15%
SMA’s Yes
Private Funds 3 2
Contact Info 857 xxxxxxx
Websites

Client Types

- Investment companies
- Pooled investment vehicles
- Other

Advisory Activities

- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Recent News

Reported AUM

Discretionary
Non-discretionary
139M 119M 99M 80M 60M 40M 20M
2015 2016 2017 2018 2019 2020 2021 2022 2023

Private Funds



Employees

Private Funds Structure

Fund Type Count GAV
Fund TypeHedge Fund Count2 GAV$3,182,004
Fund TypeOther Private Fund Count1 GAV$3,604,675

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Brochure Summary

Overview

Disciplined Alpha LLC (“Disciplined Alpha” or the “Firm”) is a Massachusetts limited liability company formed on February 22, 2013, with its principal place of business in Boston, MA. Kevin Shea is the founder, managing member and sole owner of Disciplined Alpha. Disciplined Alpha provides discretionary investment advisory services as (i) the investment manager to private pooled investment vehicles (“Private Funds”) and a separately managed account (“SMA”), and (ii) as a sub-adviser to an Irish domiciled UCITS (“UCITS”) and the sole sub-investment adviser of Harbor Long-Short Equity ETF (NYSE ticker “LSEQ”), herein referred to as “LSEQ”. (collectively, the “Clients”). Currently the Firm manages two strategies. A Regime Based U.S. Long Short Diversified Strategy. The objective is to utilize Disciplined Alpha’s macroeconomic regime model to maximize the risk adjusted return, as defined by the Sortino Ratio, by investing
in a broad universe of stocks in the U.S. Russell 1000. During periods of time that are shorter than a full market cycle, the strategy seeks to outperform 60% of the return of the Russell 1000. The HFRX Equity Hedge Peer Group, or the HFRX Equal Weighted Strategies Peer Group, could also be used for performance analysis. A Regime Based Multi-Asset Class Strategy. The object is to utilize Disciplined Alpha’s macroeconomic regime model to maximize the risk adjusted return, as defined by the Sortino Ratio, by investing in various asset classes primarily through ETFs. At the current time, Disciplined Alpha does not expect to tailor its investment advisory services to the individual needs of Clients. Disciplined Alpha does not participate in any wrap fee programs. As of December 31, 2023, Disciplined Alpha’s regulatory assets under management were $28,672,984, all of which are managed on a discretionary basis.