| As of Date | 03/04/2026 |
| Registration | SEC, Approved, 01/11/1990 |
| ADV Location | LOUISVILLE, KY, United States |
| Contact Info | 502 xxxxxxx |
| Websites |
| AUM* | 1,481,599,773 -20% |
| of that, discretionary | 1,481,599,773 -20% |
| Number of Employees | 17 -6% |
| of those in investment advisory functions | 8 -11% |
| Private Fund GAV* | 0 |
| Avg Account Size | 2,344,303 19% |
| % High Net Worth | 46.36% 0% |
| SMA’s | Yes |
| Private Funds | 0 |
- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
No private funds
| Accounting Firm Name | Filing Date | Form ADV-E |
|---|---|---|
| Accounting Firm Name CHERRY BEKAERT ADVISORY LLC | Filing Date10/31/2025 | Form ADV-E View Report |
| Accounting Firm Name CHERRY BEKAERT ADVISORY | Filing Date09/27/2024 | Form ADV-E View Report |
| Accounting Firm Name MCM CPA | Filing Date03/17/2023 | Form ADV-E View Report |
| Adviser | Hedge Fund | Liquidity Fund | Private Equity Fund | Real Estate Fund | Securitized Asset Fund | Venture Capital Fund | Other Fund | Total Private Fund GAV | AUM | #Funds | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Adviser ASSET MANAGEMENT ADVISORS, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM221.3m | #Funds- | |
| Adviser FINANCIAL PERSPECTIVES | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM1.2b | #Funds- | |
| Adviser DOHENY ASSET MANAGEMENT, L.L.C. | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM185.7m | #Funds- | |
| Adviser FIRST CITY CAPITAL MANAGEMENT INC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM423.7m | #Funds- | |
| Adviser VESTIA PERSONAL WEALTH ADVISORS | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM1.1b | #Funds- | |
| Adviser WERNAU ASSET MANAGEMENT | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM202.6m | #Funds- | |
| Adviser REGIS MANAGEMENT COMPANY, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM1.4b | #Funds- | |
| Adviser MERCADIEN ASSET MANAGEMENT, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM243.0m | #Funds- | |
| Adviser YALE CAPITAL CORP. | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM4.9b | #Funds- | |
| Adviser CWA ASSET MANAGEMENT GROUP | Hedge Fund23.8m | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV23.8m | AUM4.5b | #Funds3 |
| Stock Ticker | Stock Name | $ Position | % Position | $ Change | # Change |
|---|---|---|---|---|---|
| Stck Ticker037833100 | Stock NameApple Inc | $ Position$101,745,985 | % Position8.00% | $ Change-16.00% | # Change-10.00% |
| Stck Ticker191216100 | Stock NameCoca-Cola Company | $ Position$99,852,685 | % Position8.00% | $ Change5.00% | # Change-4.00% |
| Stck Ticker594918104 | Stock NameMicrosoft Corp | $ Position$57,897,146 | % Position5.00% | $ Change-33.00% | # Change-12.00% |
| Stck Ticker478160104 | Stock NameJohnson & Johnson | $ Position$44,741,877 | % Position4.00% | $ Change11.00% | # Change-6.00% |
| Stck Ticker78409V104 | Stock NameS&P Global Inc. | $ Position$51,848,946 | % Position4.00% | $ Change-19.00% | # Change0.00% |
| Stck Ticker78462F103 | Stock NameSPDR S&P 500 Trust | $ Position$33,289,876 | % Position3.00% | $ Change-14.00% | # Change-10.00% |
| Stck Ticker742718109 | Stock NameProcter & Gamble Co | $ Position$32,601,986 | % Position3.00% | $ Change-12.00% | # Change-13.00% |
| Stck Ticker30231G102 | Stock NameExxon Mobil | $ Position$38,331,710 | % Position3.00% | $ Change27.00% | # Change-10.00% |
| Stck Ticker023135106 | Stock NameAmazon | $ Position$24,524,417 | % Position2.00% | $ Change-19.00% | # Change-10.00% |
| Stck Ticker02079K305 | Stock NameAlphabet Class A | $ Position$29,835,497 | % Position2.00% | $ Change-25.00% | # Change-18.00% |