9AT: BIRCHBROOK

Adviser Profile

As of Date	04/14/2026
Registration	SEC, Approved, 05/11/1990
ADV Location	BANGOR, ME, United States
Contact Info	207 xxxxxxx
Websites

AUM^*	296,464,387 21%
of that, discretionary	289,772,466 21%
Number of Employees	7
of those in investment advisory functions	5 -17%
Private Fund GAV^*	0
Avg Account Size	343,528 7%
% High Net Worth	35.63% 35%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Selection of other advisers
- Publication of periodicals or newsletters
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Accounting Firm Name	Filing Date	Form ADV-E
Accounting Firm Name EISNER ADVISORY GROUP LLC	Filing Date11/22/2024	Form ADV-E View Report
Accounting Firm Name EDELSTEIN & CO. CPA	Filing Date02/28/2024	Form ADV-E View Report

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser CIOVACCO CAPITAL MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM217.3m	#Funds-
Adviser SCHOLTZ & COMPANY, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM340.5m	#Funds-
Adviser REBALANCE LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund101.9m	Other Fund-	Total Private Fund GAV203.8m	AUM1.9b	#Funds7
Adviser OARSMAN CAPITAL, INC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.2b	#Funds-
Adviser ELEVATION WEALTH PARTNERS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM670.7m	#Funds-
Adviser WHITE KNIGHT STRATEGIC WEALTH ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM207.4m	#Funds-
Adviser CHARLESTON FINANCIAL ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM262.4m	#Funds-
Adviser WESTVIEW INVESTMENT ADVISORS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM228.6m	#Funds-
Adviser KRAEMATON INVESTMENT ADVISORS, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM201.5m	#Funds-
Adviser PLANNING CAPITAL MANAGEMENT CORP.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM313.3m	#Funds-

Brochure Summary

Overview

Originally founded in 1994 by Jean Deighan and Jenifer Butler as Deighan Wealth Advisors, rebranded in June of 2021 under the name Birchbrook and now owned by Lucie Estabrook and Jennifer Eastman, Birchbrook offers investment management services by designing and maintaining portfolios of individual stocks, mutual funds, exchange traded funds (ETFs), bonds and cash equivalents for its clients. Portfolios are carefully tailored to reflect each client’s investment objectives taking into consideration financial goals, time horizon and risk tolerance as well as any other investment restrictions imposed by the client. The firm also provides Financial Planning consulting services making customized recommendations based solely on our clients’ best interests. Occasionally, the firm will offer investment advice to persons or entities that require assistance making appropriate investment choices in salary deferral, company retirement

plans, or other assets not managed by Birchbrook. Birchbrook offers fiduciary services for estates and trusts established by clients. Birchbrook’s fiduciary services include the execution of all personal representative duties in administration of an estate, and trustee duties, including custodial and administrative functions required to administer the fiduciary responsibilities of the trustee. There is typically no additional fee for fiduciary services rendered in conjunction with investment advisory services offered through Birchbrook, though some activities may be subject to separate fees upon prior approval by the client. Our assets under management for discretionary and non-discretionary clients are: Assets Under Management (AUM) As of January 1, 2024 Discretionary AUM: $240,477,987 Non-discretionary AUM: $4,700,608 Total Asset Under Management: $245,178,595

BIRCHBROOK

BIRCHBROOK

DEIGHAN WEALTH ADVISORS

DEIGHAN ASSOCIATES INC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Form ADV-E Surprise Examination Reports

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Brochure Summary

Overview

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BIRCHBROOK BIRCHBROOK DEIGHAN WEALTH ADVISORS DEIGHAN ASSOCIATES INC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Form ADV-E Surprise Examination Reports

Similar advisers

Brochure Summary

Overview

BIRCHBROOK

BIRCHBROOK

DEIGHAN WEALTH ADVISORS

DEIGHAN ASSOCIATES INC