Adviser Profile

As of Date 03/16/2026
Registration SEC, Approved, 04/03/2013
Other registrations (7)
ADV Location STAMFORD, CT, United States
Contact Info 203 xxxxxxx
Websites
AUM* 340,511,697 12%
of that, discretionary 340,511,697 12%
Number of Employees 7 -22%
of those in investment advisory functions 5 -17%
Private Fund GAV* 0
Avg Account Size 896,083 7%
% High Net Worth 49.51% -5%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

405M 347M 289M 232M 174M 116M 58M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Adviser OARSMAN CAPITAL, INC Hedge Fund- Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV- AUM1.2b #Funds-
Adviser AMPHORA WEALTH MANAGEMENT, LLC Hedge Fund- Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV- AUM196.2m #Funds-
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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker594918104 Stock NameMICROSOFT CORPORATION $ Position$15,051,515 % Position8.00% $ Change-32.00% # Change-11.00%
Stck Ticker02079K305 Stock NameALPHABET INCORPORATED CAP STK $ Position$13,479,375 % Position7.00% $ Change-20.00% # Change-13.00%
Stck Ticker023135106 Stock NameAMAZON COM INCORPORATED $ Position$13,477,568 % Position7.00% $ Change-10.00% # Change0.00%
Stck Ticker57636Q104 Stock NameMASTERCARD INCORPORATED $ Position$11,905,399 % Position6.00% $ Change-14.00% # Change-2.00%
Stck Ticker30303M102 Stock NameMETA PLATFORMS INC $ Position$8,592,820 % Position4.00% $ Change-20.00% # Change-8.00%
Stck Ticker874039100 Stock NameTAIWAN SEMICONDUCTOR MANUFACTU $ Position$6,384,889 % Position3.00% $ Change10.00% # Change-1.00%
Stck Ticker92826C839 Stock NameVISA INC $ Position$6,553,772 % Position3.00% $ Change-16.00% # Change-3.00%
Stck TickerN07059210 Stock NameASML HOLDING N.V. $ Position$4,958,396 % Position3.00% $ Change24.00% # Change0.00%
Stck Ticker169656105 Stock NameCHIPOTLE MEXICAN GRILL $ Position$4,889,431 % Position3.00% $ Change-32.00% # Change-21.00%
Stck Ticker369604301 Stock NameGENERAL ELECTRIC COMPANY $ Position$6,568,992 % Position3.00% $ Change-20.00% # Change-13.00%

Brochure Summary