| As of Date | 03/16/2026 |
| Registration | SEC, Approved, 04/03/2013 |
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| ADV Location | STAMFORD, CT, United States |
| Contact Info | 203 xxxxxxx |
| Websites |
| AUM* | 340,511,697 12% |
| of that, discretionary | 340,511,697 12% |
| Number of Employees | 7 -22% |
| of those in investment advisory functions | 5 -17% |
| Private Fund GAV* | 0 |
| Avg Account Size | 896,083 7% |
| % High Net Worth | 49.51% -5% |
| SMA’s | Yes |
| Private Funds | 0 |
- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Financial planning services
- Portfolio management for individuals and/or small businesses
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
No private funds
| Adviser | Hedge Fund | Liquidity Fund | Private Equity Fund | Real Estate Fund | Securitized Asset Fund | Venture Capital Fund | Other Fund | Total Private Fund GAV | AUM | #Funds | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Adviser CIOVACCO CAPITAL MANAGEMENT | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM217.3m | #Funds- | |
| Adviser REBALANCE LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund101.9m | Other Fund- | Total Private Fund GAV203.8m | AUM1.9b | #Funds7 | |
| Adviser FULLEN FINANCIAL GROUP, INC. | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM282.0m | #Funds- | |
| Adviser GEMMER ASSET MANAGEMENT LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM2.4b | #Funds- | |
| Adviser BIRCHBROOK | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM296.5m | #Funds- | |
| Adviser HOXTON PLANNING & MANAGEMENT, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM591.5m | #Funds- | |
| Adviser PLANNING CAPITAL MANAGEMENT CORP. | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM313.3m | #Funds- | |
| Adviser OARSMAN CAPITAL, INC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM1.2b | #Funds- | |
| Adviser AMPHORA WEALTH MANAGEMENT, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM196.2m | #Funds- | |
| Adviser ELEVATION WEALTH PARTNERS, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM670.7m | #Funds- |
| Stock Ticker | Stock Name | $ Position | % Position | $ Change | # Change |
|---|---|---|---|---|---|
| Stck Ticker594918104 | Stock NameMICROSOFT CORPORATION | $ Position$15,051,515 | % Position8.00% | $ Change-32.00% | # Change-11.00% |
| Stck Ticker02079K305 | Stock NameALPHABET INCORPORATED CAP STK | $ Position$13,479,375 | % Position7.00% | $ Change-20.00% | # Change-13.00% |
| Stck Ticker023135106 | Stock NameAMAZON COM INCORPORATED | $ Position$13,477,568 | % Position7.00% | $ Change-10.00% | # Change0.00% |
| Stck Ticker57636Q104 | Stock NameMASTERCARD INCORPORATED | $ Position$11,905,399 | % Position6.00% | $ Change-14.00% | # Change-2.00% |
| Stck Ticker30303M102 | Stock NameMETA PLATFORMS INC | $ Position$8,592,820 | % Position4.00% | $ Change-20.00% | # Change-8.00% |
| Stck Ticker874039100 | Stock NameTAIWAN SEMICONDUCTOR MANUFACTU | $ Position$6,384,889 | % Position3.00% | $ Change10.00% | # Change-1.00% |
| Stck Ticker92826C839 | Stock NameVISA INC | $ Position$6,553,772 | % Position3.00% | $ Change-16.00% | # Change-3.00% |
| Stck TickerN07059210 | Stock NameASML HOLDING N.V. | $ Position$4,958,396 | % Position3.00% | $ Change24.00% | # Change0.00% |
| Stck Ticker169656105 | Stock NameCHIPOTLE MEXICAN GRILL | $ Position$4,889,431 | % Position3.00% | $ Change-32.00% | # Change-21.00% |
| Stck Ticker369604301 | Stock NameGENERAL ELECTRIC COMPANY | $ Position$6,568,992 | % Position3.00% | $ Change-20.00% | # Change-13.00% |