9AT: SHARKEY HOWES & JAVER INC

Adviser Profile

As of Date	04/24/2026
Registration	SEC, Approved, 02/28/1991
ADV Location	DENVER, CO, United States
Contact Info	303 xxxxxxx
Websites

AUM^*	1,125,728,474 23%
of that, discretionary	1,125,728,474 23%
Number of Employees	14
of those in investment advisory functions	9 13%
Private Fund GAV^*	0
Avg Account Size	469,641 22%
% High Net Worth	29.80% 14%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser VON BORSTEL & ASSOCIATES	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM680.2m	#Funds-
Adviser MIDWEST PROFESSIONAL PLANNERS, LTD.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM649.3m	#Funds-
Adviser TINGEY ADVISORS INC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM477.7m	#Funds-
Adviser WEALTHSPAN PARTNERS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM451.1m	#Funds-
Adviser SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM730.4m	#Funds-
Adviser HAGER INVESTMENT MANAGEMENT SERVICES, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM221.6m	#Funds-
Adviser HILTON HEAD FINANCIAL ADVISORS, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM375.1m	#Funds-
Adviser POEHLING CAPITAL MANAGEMENT, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM591.3m	#Funds-
Adviser OLDE WEALTH MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM376.9m	#Funds-
Adviser SUMMIT FINANCIAL	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM255.0m	#Funds-

Stock Ticker	Stock Name	$ Position	% Position	$ Change	# Change
Stck Ticker464287200	Stock NameISHARES TR	$ Position$124,150,783	% Position15.00%	$ Change75.00%	# Change53.00%
Stck Ticker46434V613	Stock NameISHARES TR	$ Position$55,360,027	% Position7.00%	$ Change22.00%	# Change22.00%
Stck Ticker09290C103	Stock NameBLACKROCK ETF TRUST	$ Position$50,963,125	% Position6.00%	$ Change17.00%	# Change0.00%
Stck Ticker464287309	Stock NameISHARES TR	$ Position$50,864,789	% Position6.00%	$ Change21.00%	# Change0.00%
Stck Ticker464287408	Stock NameISHARES TR	$ Position$35,967,546	% Position4.00%	$ Change-9.00%	# Change-16.00%
Stck Ticker46429B267	Stock NameISHARES TR	$ Position$29,915,858	% Position4.00%	$ Change28.00%	# Change29.00%
Stck Ticker09290C665	Stock NameBLACKROCK ETF TRUST	$ Position$24,271,216	% Position3.00%	$ Change	# Change
Stck Ticker09290C780	Stock NameBLACKROCK ETF TRUST	$ Position$24,957,565	% Position3.00%	$ Change28.00%	# Change-20.00%
Stck Ticker09290C699	Stock NameBLACKROCK ETF TRUST	$ Position$14,195,840	% Position2.00%	$ Change39.00%	# Change43.00%
Stck Ticker09290C855	Stock NameBLACKROCK ETF TRUST	$ Position$20,166,838	% Position2.00%	$ Change73.00%	# Change41.00%

Brochure Summary

Overview

SHJ Wealth Advisors (“SHJ”) is a Denver-based fee-only financial advisory firm. The core of our business is to offer objective personal financial planning that provides a thorough evaluation of non- investment related issues including retirement, estate planning, education and family legacies. Our purpose is to help you get answers to your questions and enable you to move towards achieving your financial and life goals. The firm is owned by Lawrence E. Howes, Joel B. Javer, Karlton D. Childress and Melissa Baldwin and was reorganized from its predecessor firm, Sharkey, Howes, Wagner & Javer, which began in 1990. Investment Advisory Services We provide complete investment services, including investment selection, asset allocation, portfolio design and diversification, retirement portfolio transition planning and ongoing advisory services and recommendations. Our investment management services offer active management of client assets using a combination of no-load mutual funds, some individual stocks, bonds and Exchange Traded Funds (“ETF's”), interval funds (i.e. limited liquidity investments), municipal and corporate bonds, CD’s, Money Markets and other assets. Our services incorporate a client’s risk tolerance and provide a tracking system to measure progress towards meeting financial goals. The Adviser is a fiduciary and is required to act in a client’s best interest at all times. Clients may impose reasonable restrictions on investments for their account(s). Consistent with SHJ’s personalized portfolio management services, we offer clients the option to integrate Environmental, Social and Governance (ESG) considerations into their portfolios. ESG is an overlay to our already established portfolio

risk management techniques. SHJ uses a third-party platform to facilitate management of held away assets, which are primarily company sponsored retirement accounts such as 401(k) accounts, with discretion. The platform allows us to avoid being considered to have custody of Client funds since we do not have direct access to Client log-in credentials. We are not affiliated with the platform in any way and receive no compensation from them for using their platform. A link will be provided to the Client allowing them to connect an account(s) to the platform. Once Client account(s) is connected to the platform, we regularly review the available investment options in these accounts, monitor them, and rebalance and implement our strategies. Financial Planning Services SHJ is a full service, FEE-ONLY Financial Planning and Investment Advisory firm. We provide a written analysis addressing the specific issues of each client and include recommendations and a system to measure progress towards meeting financial goals. Issues may include:
• Balance Sheet • Cash Flow Analysis
• Education Analysis • Debt Reduction Analysis
• Life Insurance Analysis • 401(k) Allocation Review
• Retirement Analysis • Portfolio/Investment Account Review
• Retirement Distribution/Income Planning • Business Planning (minimum charge $10,000)
• Qualified Retirement Plan Selection • Mortgage Option Analysis
• Employee Benefits Analysis • Stock Option Analysis Assets Under Management As of December 31, 2022, the Adviser had $765,201,954 million in discretionary assets (assets we manage for our clients) and $123,714,800 million in 401(k) (assets we advise on for our clients).

SHARKEY HOWES & JAVER INC

SHARKEY HOWES & JAVER INC

SHJ WEALTH ADVISORS

SHARLEY HOWES & JAVER INC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Top Holdings

Brochure Summary

Overview

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SHARKEY HOWES & JAVER INC SHARKEY HOWES & JAVER INC SHJ WEALTH ADVISORS SHARLEY HOWES & JAVER INC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Top Holdings

Brochure Summary

Overview

SHARKEY HOWES & JAVER INC

SHARKEY HOWES & JAVER INC

SHJ WEALTH ADVISORS

SHARLEY HOWES & JAVER INC