Adviser Profile

As of Date 08/31/2025
Registration SEC, Approved, 01/29/1997
ADV Location MADISON, WI, United States
Contact Info 608 xxxxxxx
Websites
AUM* 256,585,053 -3%
of that, discretionary 256,585,053 16%
Number of Employees 5 25%
of those in investment advisory functions 2
Private Fund GAV* 0
Avg Account Size 2,591,768 -28%
% High Net Worth 48.72% -7%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm
- An investment adviser (or subadviser) to an investment company

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Investment companies
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

341M 292M 243M 195M 146M 97M 49M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Top Holdings

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Stck Ticker02079K305 Stock NameALPHABET INC $ Position$14,287,706 % Position8.00% $ Change-16.00% # Change-9.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$9,458,500 % Position5.00% $ Change-12.00% # Change-5.00%
Stck Ticker594918104 Stock NameMICROSOFT CORP $ Position$8,815,599 % Position5.00% $ Change-23.00% # Change0.00%
Stck Ticker57636Q104 Stock NameMASTERCARD INCORPORATED $ Position$8,055,019 % Position4.00% $ Change-15.00% # Change-2.00%
Stck Ticker607828100 Stock NameMODINE MFG CO $ Position$7,487,764 % Position4.00% $ Change134.00% # Change44.00%
Stck Ticker918284100 Stock NameVSE CORP $ Position$7,724,700 % Position4.00% $ Change1.00% # Change-5.00%
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Stck Ticker023135106 Stock NameAMAZON COM INC $ Position$7,444,819 % Position4.00% $ Change-10.00% # Change0.00%
Stck Ticker000361105 Stock NameAAR CORP $ Position$7,709,049 % Position4.00% $ Change29.00% # Change-3.00%

Brochure Summary