9AT: ALPINE WOODS CAPITAL INVESTORS, LLC

other names

ALPINE WOODS CAPITAL INVESTORS, LLC
ALPINE MANAGEMENT & RESEARCH, LLC

Adviser Profile

As of Date	03/31/2025
Registration	SEC, Approved, 12/16/1997
ADV Location	PURCHASE, NY, United States
Contact Info	914 xxxxxxx
Websites

AUM^*	364,068,932 -7%
of that, discretionary	364,068,932 1%
Private Fund GAV^*	246,272,947
Avg Account Size	52,009,847 -57%
SMA’s	No
Private Funds	3

Adviser Type

- Large advisory firm

Number of Employees 12 -20%

of those in investment advisory functions 3

Client Types

- Pooled investment vehicles
- Charitable organizations

Advisory Activities

- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

SEC Fund Type	Count	GAV
Fund TypeHedge Fund	Count3	GAV$246,272,947

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser PROSIGHT CAPITAL	Hedge Fund209.4m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV209.4m	AUM620.9m	#Funds2
Adviser MAYTECH GLOBAL INVESTMENTS	Hedge Fund73.5m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV73.5m	AUM848.5m	#Funds1
Adviser 22NW, LP	Hedge Fund261.1m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV261.1m	AUM261.1m	#Funds1
Adviser STANLEY CAPITAL MANAGEMENT, LLC	Hedge Fund557.7m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV557.7m	AUM557.7m	#Funds1
Adviser CAPCO ASSET MANAGEMENT, LLC	Hedge Fund161.9m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV161.9m	AUM458.5m	#Funds1
Adviser SABREPOINT CAPITAL MANAGEMENT	Hedge Fund420.7m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV420.7m	AUM420.7m	#Funds1
Adviser TENZING GLOBAL	Hedge Fund157.3m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV157.3m	AUM236.2m	#Funds1
Adviser KIZE CAPITAL LP	Hedge Fund219.0m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV219.0m	AUM237.1m	#Funds5
Adviser 11 CAPITAL PARTNERS LP	Hedge Fund220.5m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV220.5m	AUM411.3m	#Funds5
Adviser ACTUSRAYPARTNERS LIMITED	Hedge Fund139.0m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV139.0m	AUM1.2b	#Funds6

Stock Ticker	Stock Name	$ Position	% Position	$ Change	# Change
Stck Ticker11135F101	Stock NameBROADCOM INC	$ Position$26,685,760	% Position6.00%	$ Change18.00%	# Change-1.00%
Stck Ticker037833100	Stock NameAPPLE INC	$ Position$15,729,004	% Position4.00%	$ Change33.00%	# Change7.00%
Stck Ticker46625H100	Stock NameJPMORGAN CHASE & CO.	$ Position$16,770,151	% Position4.00%	$ Change9.00%	# Change0.00%
Stck Ticker008474108	Stock NameAGNICO EAGLE MINES LTD	$ Position$12,006,023	% Position3.00%	$ Change40.00%	# Change-2.00%
Stck Ticker02079K107	Stock NameALPHABET INC	$ Position$14,682,899	% Position3.00%	$ Change38.00%	# Change0.00%
Stck Ticker594918104	Stock NameMICROSOFT CORP	$ Position$13,710,137	% Position3.00%	$ Change9.00%	# Change4.00%
Stck Ticker949746101	Stock NameWELLS FARGO CO NEW	$ Position$14,935,970	% Position3.00%	$ Change-13.00%	# Change-16.00%
Stck Ticker858119100	Stock NameSTEEL DYNAMICS INC	$ Position$6,961,600	% Position2.00%	$ Change14.00%	# Change5.00%
Stck Ticker502431109	Stock NameL3HARRIS TECHNOLOGIES INC	$ Position$10,416,313	% Position2.00%	$ Change23.00%	# Change1.00%
Stck Ticker457187102	Stock NameINGREDION INC	$ Position$6,705,915	% Position2.00%	$ Change-7.00%	# Change3.00%

Brochure Summary

Overview

AWCI has been providing investment advisory services since December 1997. AWCI is wholly owned by Alpine Saxon Woods, LLC. AWCI’s day-to-day operations are managed by AWCI’s management team, Arleen Baez, Brian Hennessey, Sarah Hunt, and Mark Spellman. Each member of the management team is a member of Alpine Saxon Woods, LLC and a principal owner of AWCI. AWCI provides investment advisory services to three pooled investment vehicles (“Private Funds,” and individually, a “Private Fund”). These Private Funds are exempt from the definition of “investment company” pursuant to Section 3(c)(1) of the Investment Company Act of 1940 (the “1940 Act”). AWCI is an active manager of equities strategies.

Information regarding the advisory services offered by AWCI (including investment styles, strategies and risks) is described in greater detail in each Private Fund’s offering materials. In the past AWCI has provided, and may in the future provide, portfolio management services to unaffiliated institutional accounts. AWCI would offer portfolio management services to these unaffiliated accounts based on particular mandates. As of December 31, 2023, AWCI does not participate in any wrap fee programs. As of December 31, 2023, AWCI manages approximately $390.3million of client assets on a discretionary basis. As of the same date, AWCI does not manage any client assets on a non-discretionary basis.

ALPINE WOODS CAPITAL INVESTORS, LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Private Funds Structure

Similar advisers

Top Holdings

Brochure Summary

Overview