Adviser Profile

As of Date 03/17/2026
Registration SEC, Approved, 01/20/1998
Other registrations (1)
ADV Location ST. LOUIS, MO, United States
Contact Info 314 xxxxxxx
Websites
AUM* 806,291,998 19%
of that, discretionary 789,423,603 17%
Number of Employees 8 -11%
of those in investment advisory functions 5 -17%
Private Fund GAV* 0
Avg Account Size 639,914 18%
% High Net Worth 45.71% 10%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

789M 677M 564M 451M 338M 226M 113M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name ROLLERI & SHEPPARD Filing Date02/26/2026 Form ADV-E View Report
Accounting Firm Name ROLLERI & SHEPPARD Filing Date09/04/2025 Form ADV-E View Report
Accounting Firm Name ROLLERI & SHEPPARD Filing Date10/15/2024 Form ADV-E View Report
Accounting Firm Name ROLLERI & SHEPPARD CPAS, LLP Filing Date09/27/2023 Form ADV-E View Report

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Stck Ticker464287309 Stock NameISHARES TR $ Position$25,742,106 % Position7.00% $ Change-9.00% # Change-1.00%
Stck Ticker464287408 Stock NameISHARES TR $ Position$27,402,102 % Position7.00% $ Change-1.00% # Change0.00%
Stck Ticker922908744 Stock NameVANGUARD INDEX FDS $ Position$23,358,272 % Position6.00% $ Change4.00% # Change1.00%
Stck Ticker464287648 Stock NameISHARES TR $ Position$21,505,747 % Position6.00% $ Change0.00% # Change2.00%
Stck Ticker46090E103 Stock NameINVESCO QQQ TR $ Position$17,802,977 % Position5.00% $ Change-7.00% # Change-1.00%
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Stck Ticker808524706 Stock NameSCHWAB STRATEGIC TR $ Position$14,299,942 % Position4.00% $ Change-2.00% # Change-3.00%
Stck Ticker808524730 Stock NameSCHWAB STRATEGIC TR $ Position$13,388,581 % Position3.00% $ Change3.00% # Change-3.00%

Brochure Summary