Adviser Profile

As of Date 03/06/2026
Registration SEC, Approved, 06/12/2008
Other registrations (1)
ADV Location NEW YORK, NY, United States
Contact Info 212 xxxxxxx
Websites
AUM* 326,088,431 65%
of that, discretionary 311,520,198 58%
Number of Employees 4 33%
of those in investment advisory functions 2
Private Fund GAV* 0
Avg Account Size 539,882 -5%
% High Net Worth 31.91% -13%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

312M 267M 223M 178M 134M 89M 45M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Top Holdings

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Stck Ticker293792107 Stock NameENTERPRISE PRODS PARTNERS L $ Position$13,309,269 % Position7.00% $ Change57.00% # Change33.00%
Stck Ticker46436E528 Stock NameISHARES TR $ Position$13,122,098 % Position7.00% $ Change401.00% # Change403.00%
Stck Ticker85207K107 Stock NameSPROTT ASSET MANAGEMENT LP $ Position$11,387,911 % Position6.00% $ Change3.00% # Change0.00%
Stck Ticker922908744 Stock NameVANGUARD INDEX FDS $ Position$11,788,594 % Position6.00% $ Change450.00% # Change436.00%
Stck Ticker92206C706 Stock NameVANGUARD SCOTTSDALE FDS $ Position$10,477,043 % Position6.00% $ Change47.00% # Change48.00%
Stck Ticker92206C680 Stock NameVANGUARD SCOTTSDALE FDS $ Position$8,472,836 % Position5.00% $ Change29.00% # Change43.00%
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Stck Ticker808524805 Stock NameSCHWAB STRATEGIC TR $ Position$6,631,328 % Position4.00% $ Change27.00% # Change23.00%
Stck Ticker092528603 Stock NameBLACKROCK ETF TRUST II $ Position$5,142,410 % Position3.00% $ Change212.00% # Change217.00%
Stck Ticker02079K305 Stock NameALPHABET INC $ Position$4,465,245 % Position2.00% $ Change15.00% # Change25.00%

Brochure Summary