9AT: WABASH CAPITAL, INC.

Adviser Profile

As of Date	03/19/2026
Registration	SEC, Approved, 11/25/1998
ADV Location	TERRE HAUTE, IN, United States
Contact Info	812 xxxxxxx
Websites

AUM^*	173,044,936 18%
of that, discretionary	173,044,936 18%
Number of Employees	3 -25%
of those in investment advisory functions	3 -25%
Private Fund GAV^*	0
Avg Account Size	346,783 26%
% High Net Worth	3.38% -4%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser ADIRONDACK RESEARCH & MANAGEMENT INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM126.1m	#Funds-
Adviser BLUE WATER CAPITAL MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM150.2m	#Funds-
Adviser C.M.BIDWELL & ASSOCIATES LTD	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM267.1m	#Funds-
Adviser FINANCIAL & TAX ARCHITECTS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM506.2m	#Funds-
Adviser ETF MODEL SOLUTIONS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM18.1m	#Funds-
Adviser CLARK CAPITAL MANAGEMENT GROUP INC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM35.7b	#Funds-
Adviser PROSPERITY CAPITAL ADVISORS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM4.4b	#Funds-
Adviser LEE FINANCIAL GROUP HAWAII, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM226.3m	#Funds-
Adviser SYMMETRY PARTNERS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM4.7b	#Funds-
Adviser HOWARD CAPITAL MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM8.0b	#Funds-

Brochure Summary

Overview

Form ADV Part 2A, Item 4 Investment Business Wabash Capital is a fee only investment advisor formed on November 3, 1997. We manage discretionary investment portfolios for clients using individual stocks, individual bonds, exchange traded funds (ETF’s), and mutual funds. Limited Partnerships and Master Limited Partnerships have also been used on a limited basis. Our practice is limited to investment management and investment advice and does not include financial planning or tax planning, although both are considered when we make investment decisions. We are not market timers or short term traders, and believe in a long term approach to managing investments. We utilize fundamental investment research in a top down approach to develop portfolios. We construct risk based portfolios by utilizing security classes that have low correlations to each other

to minimize the risk of each portfolio. We work with clients to develop an Investment Policy Statement that outlines the client’s investment objectives, time horizon, and risk profile. We invest and monitor the client’s portfolio based upon these items. When our clients have special circumstances that require a custom portfolio, or if the client wishes to impose restrictions on certain securities or types of securities, we review these on a per case basis. Assets Under Management As of December 31, 2023, Wabash Capital had regulatory assets under management of $146,511,236. Also as of December 31, 2023, Wabash Capital had non-regulatory and non-discretionary assets under management of $359,719,125, for a total assets under management of $506,230,361. Ownership Wabash Capital is wholly owned by: Donald B. Edwards and James B. Exline

WABASH CAPITAL, INC.

WABASH CAPITAL, INC.

WABASH VALLEY CAPITAL MANAGEMENT INC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

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Brochure Summary

Overview

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WABASH CAPITAL, INC. WABASH CAPITAL, INC. WABASH VALLEY CAPITAL MANAGEMENT INC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

WABASH CAPITAL, INC.

WABASH CAPITAL, INC.

WABASH VALLEY CAPITAL MANAGEMENT INC