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Adviser Profile

As of Date 03/28/2024
Adviser Type - Large advisory firm
Number of Employees 14 7.69%
of those in investment advisory functions 12 9.09%
Registration SEC, Approved, 10/06/1999
AUM* 2,326,489,479 17.59%
of that, discretionary 2,319,195,544 17.60%
Private Fund GAV* 326,155,450
Avg Account Size 3,421,308 16.90%
% High Net Worth 85.34% -1.61%
SMA’s Yes
Private Funds 3
Contact Info 212 xxxxxxx
Websites

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses
- Publication of periodicals or newsletters

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

Discretionary
Non-discretionary
3B 2B 2B 1B 1B 737M 368M
2015 2016 2017 2018 2019 2020 2021 2022 2023

Private Funds



Employees

Private Funds Structure

Fund Type Count GAV
Fund TypeOther Private Fund Count3 GAV$326,155,450

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Brochure Summary