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Adviser Profile

As of Date 03/13/2026
Registration SEC, Approved, 04/10/2000
ADV Location MINNEAPOLIS, MN, United States
Contact Info 612 xxxxxxx
Websites
AUM* 5,027,039,568 -32%
of that, discretionary 5,027,039,568 -32%
Number of Employees 46 2%
of those in investment advisory functions 23
Private Fund GAV* 0
Avg Account Size 1,375,011 -12%
% High Net Worth 95.24% 2%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm
- An investment adviser (or subadviser) to an investment company

Client Types

- High net worth individuals
- Investment companies
- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities
- Insurance companies
- Corporations or other businesses not listed above
- Other

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses
- Publication of periodicals or newsletters
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

9B 8B 7B 5B 4B 3B 1B
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Stck Ticker023135106 Stock NameAmazon.com, Inc. $ Position$120,270,716 % Position3.00% $ Change3.00% # Change-10.00%
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Stck Ticker955306105 Stock NameWest Pharmaceutical Services, $ Position$83,472,421 % Position2.00% $ Change27.00% # Change-11.00%

Brochure Summary