9AT: GALLATIN & COMPANY, LLC

Adviser Profile

As of Date	02/26/2026
Registration	SEC, Approved, 04/06/2001
ADV Location	VERO BEACH, FL, United States
Contact Info	772 xxxxxxx

AUM^*	98,050,936 6%
of that, discretionary	26,685,534 0%
Number of Employees	1
of those in investment advisory functions	1
Private Fund GAV^*	0
Avg Account Size	1,850,018 -4%
% High Net Worth	50.98% -7%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations

Advisory Activities

- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser UP CAPITAL MANAGEMENT, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM212.6m	#Funds-
Adviser QP WEALTH MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM405.0m	#Funds-
Adviser SOUTH SHORE CAPITAL ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM272.8m	#Funds-
Adviser RIDGECREST WEALTH PARTNERS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM705.1m	#Funds-
Adviser CASSEDY FINANCIAL GROUP, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM248.4m	#Funds-
Adviser VOYAGE WEALTH MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM171.5m	#Funds-
Adviser &WEALTH PARTNERS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM508.2m	#Funds-
Adviser THE FAIRMAN GROUP, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM902.1m	#Funds-
Adviser SCHNIEDERS CAPITAL MANAGEMENT, LLC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.1b	#Funds-
Adviser THE PARKRIDGE GROUP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM186.9m	#Funds-

Brochure Summary

Overview

Form ADV Part 2A, Item 4 Gallatin & Company, LLC was established in 1999. Russell Williams Twiss is the President, Managing Member, and sole owner of the firm. There are no intermediate subsidiaries. The firm’s area of investment expertise and experience centers on taxable and tax-exempt bonds, common and preferred stocks, mutual funds, and closed-end investment companies. While there might be occasion to discuss other financial matters with clients such as investment related insurance contracts or tax-sheltered investments, we do not represent to have expertise in these other areas. Gallatin & Company, LLC obtains as much information as possible on a continuous basis concerning a client’s financial situation, income needs, retirement plans, and similarly related matters. This information is then used to provide a platform for recommending various investments to clients. Investment recommendations are tailored to the individual circumstances of the client. They are designed so that the client can make informed and appropriate investment decisions in non-discretionary

accounts. The client is free to impose restrictions on investing in certain securities or types of securities. It is important that Gallatin & Company be informed promptly regarding any material change in a client’s circumstances as such a situation might prompt investment changes. Gallatin & Company, LLC is an independent, fee-only investment advisory firm. As such, it receives its compensation from client fees. The firm does not accept commissions relating to the purchase or sale of any investment. The firm has no arrangements with broker/dealers, custodians, or any other entity whereby benefits are paid or received as a result of recommendations or security transactions. It does not participate in wrap fee programs and has no “soft dollar” arrangements with any financial entity. Client assets are held at third party institutions such as banks or brokerage firms. As of December 31, 2023, Gallatin & Company, LLC managed approximately $25,921,378 in client assets on a non-discretionary basis and approximately $64,083,673 on a discretionary basis.

GALLATIN & COMPANY, LLC

GALLATIN & COMPANY, LLC

Adviser Profile

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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GALLATIN & COMPANY, LLC GALLATIN & COMPANY, LLC

Adviser Profile

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

GALLATIN & COMPANY, LLC

GALLATIN & COMPANY, LLC