9AT: SCHNIEDERS CAPITAL MANAGEMENT, LLC.

Adviser Profile

As of Date	07/16/2026
Registration	SEC, Approved, 05/31/2002
ADV Location	PASADENA, CA, United States
Contact Info	626 xxxxxxx
Websites

AUM^*	1,061,760,422 23%
of that, discretionary	1,013,861,670 24%
Number of Employees	8
of those in investment advisory functions	2
Private Fund GAV^*	0
Avg Account Size	919,273 17%
% High Net Worth	38.05% -15%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above
- Other

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser CASSEDY FINANCIAL GROUP, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM248.4m	#Funds-
Adviser FAIRFIELD, BUSH & CO.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM589.0m	#Funds-
Adviser WESTERN PACIFIC WEALTH MANAGEMENT, LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM205.5m	#Funds-
Adviser HALBERSTADT FINANCIAL CONSULTANTS INC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM185.0m	#Funds-
Adviser GALLATIN & COMPANY, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM98.1m	#Funds-
Adviser S.A. MASON, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM528.7m	#Funds-
Adviser SOUTH SHORE CAPITAL ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM272.8m	#Funds-
Adviser QP WEALTH MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM405.0m	#Funds-
Adviser UP CAPITAL MANAGEMENT, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM212.6m	#Funds-
Adviser RIDGECREST WEALTH PARTNERS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM705.1m	#Funds-

Stock Ticker	Stock Name	$ Position	% Position	$ Change	# Change
Stck Ticker594918104	Stock NameMICROSOFT CORP	$ Position$55,050,378	% Position10.00%	$ Change38.00%	# Change4.00%
Stck Ticker037833100	Stock NameAPPLE INC	$ Position$28,371,875	% Position5.00%	$ Change-15.00%	# Change-8.00%
Stck Ticker023135106	Stock NameAMAZON COM INC	$ Position$24,340,224	% Position4.00%	$ Change39.00%	# Change20.00%
Stck Ticker30303M102	Stock NameMETA PLATFORMS INC	$ Position$21,466,610	% Position4.00%	$ Change71.00%	# Change34.00%
Stck Ticker46090E103	Stock NameINVESCO QQQ TR	$ Position$20,872,403	% Position4.00%	$ Change17.00%	# Change0.00%
Stck Ticker67066G104	Stock NameNVIDIA CORPORATION	$ Position$18,859,424	% Position3.00%	$ Change122.00%	# Change53.00%
Stck Ticker46625H100	Stock NameJPMORGAN CHASE & CO.	$ Position$17,606,234	% Position3.00%	$ Change19.00%	# Change1.00%
Stck Ticker02079K305	Stock NameALPHABET INC	$ Position$19,407,084	% Position3.00%	$ Change18.00%	# Change3.00%
Stck Ticker02079K107	Stock NameALPHABET INC	$ Position$14,484,405	% Position3.00%	$ Change14.00%	# Change0.00%
Stck Ticker060505104	Stock NameBANK AMERICA CORP	$ Position$8,975,326	% Position2.00%	$ Change13.00%	# Change0.00%

Brochure Summary

Overview

Introduction Schnieders Capital Management, LLC (“SCM”, “we”, “our”, or the “Firm”) provides discretionary and non-discretionary portfolio management and financial planning services whereby we select and manage stocks, bonds, mutual funds, exchange traded funds and other investments for individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, and corporations or other business entities. SCM is a California domiciled limited liability company. We have been in business continuously since registering as an investment adviser in 2002. James (Jim) Schnieders and John Schnieders serve as Principals of SCM. PORTFOLIO MANAGEMENT SERVICES SCM provides portfolio management services, defined as giving continuous investment advice to a client or making investments for a client based on the individual needs of the client, to individuals, small businesses, and businesses. Through personal discussions and/or meetings SCM determines clients’ needs. SCM will manage advisory accounts on a discretionary and non-discretionary basis, according to the client’s needs and objectives. Account supervision is guided by the stated objectives of the client (i.e., capital appreciation, growth, income, or growth and income), as communicated to SCM by the client from time to time. SCM also offers

financial planning services as part of the overall portfolio management services provided to clients. SCM will create a portfolio for client assets including, but not limited to some or all of the following: individual equities, no-load, load-waived, front-load mutual funds, exchange traded funds (ETFs), municipal and corporate bonds, Treasury obligations, and other yield-oriented investments, such as preferred stocks, both straight and convertible, Master Limited Partnerships and real estate investment trusts (REITs). Portfolio weighting of specific investments will be determined by each client's individual needs and circumstances. Clients may place reasonable restrictions on the types of investments that will be made on the client's behalf by emailing SCM or calling SCM to discuss the restrictions requested. While SCM's strategy is primarily long-term in nature, SCM may recommend the use of trading (securities sold within 30 days), short sales, margin transactions or option writing. These investment strategies involve certain additional degrees of risk. Please see below the risk of loss section for a discussion on risks. As of December 31, 2023, we had approximately $725,000,000 in assets under management, of which $684,400,000 was managed on a discretionary basis, and approximately $40,600,000 was managed on a non-discretionary basis.

SCHNIEDERS CAPITAL MANAGEMENT, LLC.

SCHNIEDERS CAPITAL MANAGEMENT, LLC.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Top Holdings

Brochure Summary

Overview

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SCHNIEDERS CAPITAL MANAGEMENT, LLC. SCHNIEDERS CAPITAL MANAGEMENT, LLC.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Top Holdings

Brochure Summary

Overview

SCHNIEDERS CAPITAL MANAGEMENT, LLC.

SCHNIEDERS CAPITAL MANAGEMENT, LLC.