9AT: AMERICAN TRUST INVESTMENT ADVISORS, LLC

Adviser Profile

As of Date	03/30/2026
Registration	SEC, Approved, 08/06/2001
ADV Location	LEBANON, NH, United States
Contact Info	603 xxxxxxx
Websites

AUM^*	303,477,345 -39%
of that, discretionary	303,477,345 -39%
Number of Employees	4 -20%
of those in investment advisory functions	2
Private Fund GAV^*	0
Avg Account Size	1,572,421 -12%
% High Net Worth	33.62% -9%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations

Advisory Activities

- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management

Accounting Firm Name	Filing Date	Form ADV-E
Accounting Firm Name BAKER NEWMAN NOYES	Filing Date08/18/2025	Form ADV-E View Report
Accounting Firm Name BAKER NEWMAN NOYES	Filing Date10/09/2024	Form ADV-E View Report
Accounting Firm Name BAKER NEWMAN NOYES	Filing Date11/15/2023	Form ADV-E View Report

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser GUARDIAN FINANCIAL PARTNERS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM911.9m	#Funds-
Adviser HODGES CAPITAL MANAGEMENT INC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.2b	#Funds-
Adviser ANDERSON FINANCIAL STRATEGIES, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM402.1m	#Funds-
Adviser WUNDERLICH CAPITAL MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM231.4m	#Funds-
Adviser VEZZETTI CAPITAL MANAGEMENT, L.L.C.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM263.4m	#Funds-
Adviser SWAIMBROWN WEALTH MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM137.7m	#Funds-
Adviser NASDAQ DORSEY WRIGHT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.0b	#Funds-
Adviser COPELAND CAPITAL MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM4.1b	#Funds-
Adviser MONTAG & CALDWELL, AN ADVOCACY WEALTH COMPANY	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM577.0m	#Funds-
Adviser BCM WEALTH MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM199.5m	#Funds-

Brochure Summary

Overview

ATIA was formed in 2001 and is wholly owned by Mr. Paul Collins. At the time of its formation, American Trust Investment Advisors, LLC was wholly owned by American Trust Company, a New Hampshire chartered trust company that was formed in 1991. In 2009, all the separately managed accounts that were advised by American Trust Company became clients of American Trust Investment Advisors, LLC and American Trust Company was dissolved. ATIA provides investment advisory services to clients which are tailored to each client’s individual circumstances. The client, in consultation with ATIA, chooses the investment strategies the firm is to employ. Most strategies primarily invest in individual equity and debt securities.

However, in some circumstances, ATIA employs strategies that might invest primarily in mutual funds, exchange traded funds (“ETFs”), and exchange traded notes (“ETNs”). In most cases, ATIA has investment discretion over the accounts it supervises. Therefore, the firm usually issues investment instructions to the broker/custodian of its clients’ accounts without prior consultation with the client. Investment instructions given by ATIA are consistent with the general goals and objectives of the investment strategies that are selected by the client. However, ATIA will accommodate a client’s individual instructions regarding the firm’s management of the account. As of December 31, 2023, the Company managed $307,811,721 on a discretionary basis.

AMERICAN TRUST INVESTMENT ADVISORS, LLC

AMERICAN TRUST INVESTMENT ADVISORS, LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Form ADV-E Surprise Examination Reports

Similar advisers

Brochure Summary

Overview

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AMERICAN TRUST INVESTMENT ADVISORS, LLC AMERICAN TRUST INVESTMENT ADVISORS, LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Form ADV-E Surprise Examination Reports

Similar advisers

Brochure Summary

Overview

AMERICAN TRUST INVESTMENT ADVISORS, LLC

AMERICAN TRUST INVESTMENT ADVISORS, LLC