Adviser Profile

As of Date 02/05/2026
Registration SEC, Approved, 04/28/2017
ADV Location ORANGE, CA, United States
Contact Info 949 xxxxxxx
Websites
AUM* 911,901,445 19%
of that, discretionary 911,901,445 19%
Number of Employees 4 -20%
of those in investment advisory functions 3
Private Fund GAV* 0
Avg Account Size 1,006,514 -6%
% High Net Worth 55.78% 14%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

912M 782M 651M 521M 391M 261M 130M
2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker47103U746 Stock NameJANUS DETROIT STR TR $ Position$22,147,139 % Position9.00% $ Change7.00% # Change7.00%
Stck Ticker81752T528 Stock NameSERIES PORTFOLIOS TR $ Position$20,365,986 % Position8.00% $ Change9.00% # Change6.00%
Stck Ticker922908363 Stock NameVANGUARD INDEX FDS $ Position$17,688,146 % Position7.00% $ Change7.00% # Change-7.00%
Stck Ticker808524805 Stock NameSCHWAB STRATEGIC TR $ Position$17,505,335 % Position7.00% $ Change7.00% # Change-4.00%
Stck Ticker084670108 Stock NameBERKSHIRE HATHAWAY INC DEL $ Position$14,977,000 % Position6.00% $ Change4.00% # Change0.00%
Stck Ticker00162Q346 Stock NameALPS ETF TR $ Position$13,633,758 % Position5.00% $ Change7.00% # Change7.00%
Stck Ticker808524201 Stock NameSCHWAB STRATEGIC TR $ Position$12,375,089 % Position5.00% $ Change14.00% # Change-1.00%
Stck Ticker808524771 Stock NameSCHWAB STRATEGIC TR $ Position$9,735,812 % Position4.00% $ Change10.00% # Change-1.00%
Stck Ticker808524755 Stock NameSCHWAB STRATEGIC TR $ Position$7,350,841 % Position3.00% $ Change5.00% # Change-3.00%
Stck Ticker921946406 Stock NameVANGUARD WHITEHALL FDS $ Position$8,519,697 % Position3.00% $ Change10.00% # Change3.00%

Brochure Summary