9AT: PEREGRINE ASSET ADVISERS, INC.

Adviser Profile

As of Date	03/10/2026
Registration	SEC, Approved, 10/03/2001
ADV Location	PORTLAND, OR, United States
Contact Info	503 xxxxxxx
Websites

AUM^*	610,995,215 18%
of that, discretionary	606,126,314 17%
Number of Employees	8 33%
of those in investment advisory functions	6 50%
Private Fund GAV^*	0
Avg Account Size	1,283,603 24%
% High Net Worth	10.71% 58%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser PATHWAY FINANCIAL ADVISERS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM524.2m	#Funds-
Adviser PETERSON WEALTH MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM251.1m	#Funds-
Adviser MILESTONE WEALTH, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM102.9m	#Funds-
Adviser ONE DEGREE ADVISORS, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM489.0m	#Funds-
Adviser EFP ADVISORS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM282.8m	#Funds-
Adviser OCCAM CAPITAL MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM67.4m	#Funds-
Adviser TRANSCE3ND LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM418.9m	#Funds-
Adviser INFINITI WEALTH MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM187.4m	#Funds-
Adviser RPC PRIVATE WEALTH, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM286.3m	#Funds-
Adviser TUDOR FINANCIAL, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM256.3m	#Funds-

Stock Ticker	Stock Name	$ Position	% Position	$ Change	# Change
Stck Ticker46436E718	Stock NameISHARES TR	$ Position$20,610,474	% Position6.00%	$ Change275.00%	# Change274.00%
Stck Ticker45259A571	Stock NameTIDAL TRUST III	$ Position$19,015,268	% Position5.00%	$ Change-5.00%	# Change0.00%
Stck Ticker74762E102	Stock NameQUANTA SVCS INC	$ Position$9,373,150	% Position3.00%	$ Change29.00%	# Change-1.00%
Stck Ticker037833100	Stock NameAPPLE INC	$ Position$11,169,163	% Position3.00%	$ Change-26.00%	# Change-20.00%
Stck Ticker199908104	Stock NameCOMFORT SYS USA INC	$ Position$9,353,696	% Position3.00%	$ Change35.00%	# Change-9.00%
Stck Ticker464286319	Stock NameISHARES INC	$ Position$7,120,618	% Position2.00%	$ Change9.00%	# Change-1.00%
Stck Ticker46436E510	Stock NameISHARES TR	$ Position$7,551,900	% Position2.00%	$ Change0.00%	# Change-1.00%
Stck Ticker02079K305	Stock NameALPHABET INC	$ Position$8,467,068	% Position2.00%	$ Change-32.00%	# Change-26.00%
Stck Ticker023135106	Stock NameAMAZON COM INC	$ Position$6,416,382	% Position2.00%	$ Change-8.00%	# Change2.00%
Stck Ticker097023105	Stock NameBOEING CO	$ Position$6,333,334	% Position2.00%	$ Change-10.00%	# Change-2.00%

Brochure Summary

Overview

Peregrine Asset Advisers, Inc. (“PAA”) and DBA Northline Wealth Management, LLC (“Northline”), collectively (“The Adviser”) offers full time investment management of assets for individuals, retirement plans, business organizations, and trusts. Northline transitioned its assets to PAA and PAA files a separate, independent ADV Part 2A and 2B Brochure for Northline clients. Northline offices are located in Bend, Oregon. This brochure is intended for clients and prospective clients of The Adviser. It discusses the services, fees, and conflicts for both Northline and Peregrine.. To understand the services, fees, and conflicts of Northline, specifically, please refer to the Northline Brochure. The Adviser serves as a fiduciary for its clients. This means client interests supersede the interests of the Adviser or its personnel. Investment management will be applied according to this principle. The Adviser certifies to disclose conflicts of interest and seeks to resolve any conflicts with full disclosure. The Adviser manages about $500 million of client assets as of 8-18-2023. The value

of assets is calculated by taking the total market value of all the securities held by all of our clients on the final business day of August 18, 2023. The Adviser uses both Fidelity and/or Schwab to custody client accounts. Other brokers could be used in exclusive cases. Most of the money management is performed on a discretionary basis. Usually, our clients give us the authority to buy and sell securities on their behalf. A few clients request approval before any investments is traded. These non-discretionary assets under management total about $2.7 million as of 8-18-2023. In rare cases, with clients of considerable wealth, PAA offers investment supervisory services. In this capacity, we can hire other investment advisers to perform investment management services or recommend private funds for our clients, where suitable. Clients may impose reasonable restrictions on investing in certain securities, types of securities, or industry sectors. Dan Botti founded Peregrine in 2001 and is the sole principal. Dan Botti also serves as the firm’s Chief Compliance Officer.

PEREGRINE ASSET ADVISERS, INC.

PEREGRINE ASSET ADVISERS, INC.

NO OTHER NAMES

PEREGRINE CAPITAL MANAGEMENT, INC.

NORTHLINE WEALTH MANAGEMENT

STRATEGY WEALTH MANAGEMENT, LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Top Holdings

Brochure Summary

Overview

Need help?

Send a question to 9AT support.

PEREGRINE ASSET ADVISERS, INC. PEREGRINE ASSET ADVISERS, INC. NO OTHER NAMES PEREGRINE CAPITAL MANAGEMENT, INC. NORTHLINE WEALTH MANAGEMENT STRATEGY WEALTH MANAGEMENT, LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Top Holdings

Brochure Summary

Overview

PEREGRINE ASSET ADVISERS, INC.

PEREGRINE ASSET ADVISERS, INC.

NO OTHER NAMES

PEREGRINE CAPITAL MANAGEMENT, INC.

NORTHLINE WEALTH MANAGEMENT

STRATEGY WEALTH MANAGEMENT, LLC