Occam Capital® Management, LLC (“we,” “us,” “our,” or “Occam Capital®”) was founded on July 1, 1998, by Priscilla Baker Jones, principal owner, managing director, and chief compliance officer of our firm. We provide investment management and investment consulting services to a variety of clients. Investment Management Services We offer investment management services to meet a client’s long-term investment objectives. Subject to a client’s investment objectives, we generally structure client advisory accounts to consist of investment assets in large-capitalization domestic and international equities and investment grade taxable and tax-exempt bonds. Investment assets can include, among other things, medium- capitalization (mid-cap) and small-capitalization (small-cap) stocks and other securities we select. For example, we can include debt instruments that are below investment grade. Smaller advisory accounts are structured to include mutual funds and exchange-traded funds (ETFs). The advisory account construction process begins with an evaluation of the specific investment needs of a client based on these factors, among others: tolerance for risk, investment time horizon, cash flow needs, and tax considerations. We also discuss reasonable restrictions that a client wishes to impose on the management of the advisory account. Clients typically impose restrictions on the type of security rather than the amount of a security that can be purchased for the account. Such restrictions are agreed upon in advance and reviewed periodically. After the evaluation process, investment

objectives are formulated, and the advisory account is constructed and tailored to the client’s specific needs. This information is documented in a client’s investment policy statement. Each client engagement for investment management services involves the execution of an investment advisory agreement and a limited power of attorney, which authorizes us to manage a client’s investment assets on a discretionary basis. Priscilla Baker Jones is a CFP professional. Occam Capital®/Priscilla Baker Jones does not prepare financial plans. However, we can offer some limited aspects of financial planning if requested by clients. If a client requests such reports, they are prepared for anticipated consideration of current or future income needs. Occam Capital® does not charge additional or separate fees for preparing complimentary reports. Investment Consulting Services As a separate service, we provide hourly investment consulting services. These services include but are not limited to securities analysis, investment performance verification, and assessment of investment management techniques. Clients sign a consulting services agreement outlining the hourly rate, the number of hours required to complete the services, and specifying the agreed-upon services, reports, and/or analyses. Wrap Fee Programs Occam Capital® does not participate in any wrap fee program. Assets Under Management As of December 31, 2023, Occam Capital® Management managed a total of $67,535,605 in client assets on a discretionary basis. All assets are managed on a discretionary basis.