| As of Date | 04/02/2025 |
| Registration | SEC, Approved, 02/22/2002 |
| ADV Location | NEW YORK, NY, United States |
| Contact Info | 212 xxxxxxx |
| Websites |
| AUM* | 8,333,449,010 18% |
| of that, discretionary | 8,333,449,010 18% |
| Private Fund GAV* | 423,333,814 |
| Avg Account Size | 4,360,779 11% |
| % High Net Worth | 70.07% 2% |
| SMA’s | Yes |
| Private Funds | 2 |
Number of Employees 22
of those in investment advisory functions 13
- Individuals (other than high net worth individuals)
- High net worth individuals
- Investment companies
- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities
- Corporations or other businesses not listed above
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses
- A percentage of assets under your management
| SEC Fund Type | Count | GAV |
|---|---|---|
| Fund TypeOther Private Fund | Count2 | GAV$423,333,814 |
| Adviser | Hedge Fund | Liquidity Fund | Private Equity Fund | Real Estate Fund | Securitized Asset Fund | Venture Capital Fund | Other Fund | Total Private Fund GAV | AUM | #Funds | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Adviser U.S. CAPITAL WEALTH ADVISORS, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund20.9m | Total Private Fund GAV20.9m | AUM7.3b | #Funds1 | |
| Adviser KENNEDY LEWIS MANAGEMENT LP | Hedge Fund- | Liquidity Fund- | Private Equity Fund3.5b | Real Estate Fund698.2m | Securitized Asset Fund- | Venture Capital Fund- | Other Fund7.8b | Total Private Fund GAV11.9b | AUM10.8b | #Funds47 | |
| Adviser MORRISON US, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM28.0b | #Funds2 | |
| Adviser RICHMOND CAPITAL MANAGEMENT INC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund1.3b | Total Private Fund GAV1.3b | AUM6.1b | #Funds2 | |
| Adviser PINNACLE ASSOCIATES, LTD. | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund137.7m | Total Private Fund GAV137.7m | AUM9.9b | #Funds4 | |
| Adviser HARDMAN JOHNSTON GLOBAL ADVISORS LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund3.4b | Total Private Fund GAV3.4b | AUM6.7b | #Funds8 | |
| Adviser PENTEGRA INVESTORS, INC. | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund4.1m | Total Private Fund GAV4.1m | AUM5.5b | #Funds1 | |
| Adviser ASSET PRESERVATION ADVISORS, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM10.7b | #Funds- | |
| Adviser CITY OF LONDON INVESTMENT MANAGEMENT COMPANY LIMITED | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund3.6b | Total Private Fund GAV3.6b | AUM6.8b | #Funds18 | |
| Adviser MANULIFE INVESTMENT MANAGEMENT TIMBERLAND AND AGRICULTURE INC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund2.2b | Total Private Fund GAV2.2b | AUM5.6b | #Funds4 |
| Stock Ticker | Stock Name | $ Position | % Position | $ Change | # Change |
|---|---|---|---|---|---|
| Stck Ticker231021106 | Stock NameCUMMINS INC | $ Position$242,394,839 | % Position6.00% | $ Change10.00% | # Change-9.00% |
| Stck Ticker11135F101 | Stock NameBROADCOM INC | $ Position$235,297,469 | % Position6.00% | $ Change-19.00% | # Change-23.00% |
| Stck Ticker617446448 | Stock NameMORGAN STANLEY | $ Position$247,895,258 | % Position6.00% | $ Change3.00% | # Change-8.00% |
| Stck Ticker680223104 | Stock NameOLD REP INTL CORP | $ Position$218,423,866 | % Position5.00% | $ Change-1.00% | # Change-8.00% |
| Stck Ticker12572Q105 | Stock NameCME GROUP INC | $ Position$199,379,258 | % Position5.00% | $ Change-7.00% | # Change-8.00% |
| Stck Ticker00287Y109 | Stock NameABBVIE INC | $ Position$213,680,192 | % Position5.00% | $ Change-13.00% | # Change-12.00% |
| Stck Ticker03990B101 | Stock NameARES MANAGEMENT CORPORATION | $ Position$162,507,651 | % Position4.00% | $ Change-5.00% | # Change-6.00% |
| Stck Ticker704326107 | Stock NamePAYCHEX INC | $ Position$152,455,424 | % Position4.00% | $ Change-7.00% | # Change5.00% |
| Stck Ticker126650100 | Stock NameCVS HEALTH CORP | $ Position$160,843,753 | % Position4.00% | $ Change | # Change |
| Stck Ticker237194105 | Stock NameDARDEN RESTAURANTS INC | $ Position$158,084,589 | % Position4.00% | $ Change-8.00% | # Change-5.00% |