Adviser Profile

As of Date 03/20/2026
Registration SEC, Approved, 04/24/2003
ADV Location SAN JOSE, CA, United States
Contact Info 408 xxxxxxx
Websites
AUM* 1,287,983,872 50%
of that, discretionary 1,287,983,872 50%
Number of Employees 8
of those in investment advisory functions 4 33%
Private Fund GAV* 0
Avg Account Size 791,631 28%
% High Net Worth 65.13% 24%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

1B 1B 920M 736M 552M 368M 184M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker78462F103 Stock NameSTATE STREET SPDR S&P 500 ETF $ Position$137,658,110 % Position13.00% $ Change-7.00% # Change-2.00%
Stck Ticker46090E103 Stock NameINVESCO QQQ TRUST SERIES I $ Position$74,829,303 % Position7.00% $ Change-7.00% # Change-1.00%
Stck Ticker92204A702 Stock NameVANGUARD INFORMATION TECHNOLOGY ETF $ Position$66,862,711 % Position7.00% $ Change-6.00% # Change2.00%
Stck Ticker67066G104 Stock NameNVIDIA CORPORATION COM $ Position$65,116,575 % Position6.00% $ Change-1.00% # Change5.00%
Stck Ticker594918104 Stock NameMICROSOFT CORP COM $ Position$53,954,327 % Position5.00% $ Change-17.00% # Change9.00%
Stck Ticker02079K305 Stock NameALPHABET INC CAP STK CL A $ Position$53,904,099 % Position5.00% $ Change-1.00% # Change7.00%
Stck Ticker037833100 Stock NameAPPLE INC COM $ Position$51,776,975 % Position5.00% $ Change-9.00% # Change-2.00%
Stck Ticker464287457 Stock NameISHARES 1-3 YEAR TREASURY BOND ETF $ Position$42,275,789 % Position4.00% $ Change-4.00% # Change-4.00%
Stck Ticker30303M102 Stock NameMETA PLATFORMS INC CL A $ Position$37,580,378 % Position4.00% $ Change-9.00% # Change5.00%
Stck Ticker464288661 Stock NameISHARES 3-7 YEAR TREASURY BOND ETF $ Position$37,428,216 % Position4.00% $ Change-4.00% # Change-4.00%

Brochure Summary