Firm Description Cauble & Harre Wealth Management, Inc. (CHWM) is a fee-only wealth management firm offering financial planning and investment management services. As a Registered Investment Advisor, we have a fiduciary duty to our clients to place their interest first. CHWM is an independent firm. We work exclusively for our clients, not for an insurance company, brokerage firm or bank. We are paid only by our clients. We do not accept commissions from the sale of financial products. Principal Owners CHWM was founded in 2007 by siblings Liz H. Cauble, CFP® and Peter B. Harre, CFA. We each own 50% of the company. Types of Advisory Services Wealth Management Services Cauble & Harre Wealth Management, Inc. offers Wealth Management services which are an ongoing and structured process of identifying and managing your resources to allow you to meet your financial objectives. The process begins with a financial plan which may address any or all of the following areas: Retirement Planning, Asset and Income Protection, Debt Management, Estate Planning, Investment Goal Funding Sufficiency. These services are provided for a fixed fee that is in addition to the investment Management fees. Discretionary Investment Management CHWM will prepare an Investment Policy Statement (IPS) that will describe the client’s financial circumstances, asset class targets, investment objectives and any special instructions or limits that client wishes CHWM to follow in managing the account. Thereafter, on an ongoing basis, CHWM will provide a continuous investment program and will direct, in its sole discretion and without first consulting the client, the investment and

reinvestment of the assets in client’s investment account in securities and cash or cash equivalents. CHWM will supervise the client’s account and will monitor the performance of investments in the account. Non-Discretionary Investment Consulting CHWM will provide periodic investment supervision of client’s investment program for compliance with client’s stated investment objectives, including, but not limited to asset allocation and/or security selection. Client shall retain the ultimate control and responsibility for implementing CHWM’s recommendations. Tailored Relationships The Investment Policy Statement that is created will address any specific requirements or limitations the client has requested. CHWM reserves the right to refuse an investment management engagement if we feel a restriction would inhibit our ability to effectively deliver our service. CHWM, hereby acknowledges that it is a "fiduciary" when the firm’s services are subject to the provisions of ERISA of 1974, as amended. When CHWM provides investment advice to you regarding your retirement plan account or individual retirement account, we are fiduciaries within the meaning of Title I of the Employee Retirement Income Security Act and/or the Internal Revenue Code, as applicable, which are laws governing retirement accounts. The way we make money creates some conflicts with your interests, so we operate under a special rule that requires us to act in your best interest and not put our interest ahead of yours. Wrap Fee Programs CHWM does not currently participate in any wrap fee programs. Client Assets As of December 31, 2022, CHWM managed $217,966,207 in assets on a discretionary basis.