Adviser Profile

As of Date 04/17/2026
Registration SEC, Approved, 07/18/2003
Contact Info 512 xxxxxxx
AUM* 187,000,000 -97%
of that, discretionary 42,000,000 -96%
Number of Employees 1 -98%
of those in investment advisory functions 1 -94%
Private Fund GAV* 0
Avg Account Size 93,500,000 -15%
% High Net Worth 50.00% 100%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- High net worth individuals
- Pooled investment vehicles

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

Reported AUM

6B 5B 4B 3B 3B 2B 853M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name PKF O'CONNOR DAVIES Filing Date12/16/2024 Form ADV-E View Report
Accounting Firm Name PKF O'CONNOR DAVIES Filing Date10/23/2024 Form ADV-E View Report

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker922908769 Stock NameVANGUARD INDEX FDS $ Position$140,462,503 % Position42.00% $ Change1.00% # Change-1.00%
Stck Ticker808524102 Stock NameSCHWAB STRATEGIC TR $ Position$59,595,265 % Position18.00% $ Change2.00% # Change198.00%
Stck Ticker464289511 Stock NameISHARES TR $ Position$20,930,829 % Position6.00% $ Change-35.00% # Change96.00%
Stck Ticker92206C813 Stock NameVANGUARD SCOTTSDALE FDS $ Position$21,363,749 % Position6.00% $ Change-35.00% # Change-29.00%
Stck Ticker72201R817 Stock NamePIMCO ETF TR $ Position$12,725,997 % Position4.00% $ Change-10.00% # Change-6.00%
Stck Ticker921943858 Stock NameVANGUARD TAX-MANAGED FUNDS $ Position$11,492,963 % Position3.00% $ Change-5.00% # Change5.00%
Stck Ticker921946406 Stock NameVANGUARD WHITEHALL FDS $ Position$7,949,367 % Position2.00% $ Change-2.00% # Change-2.00%
Stck Ticker92206C706 Stock NameVANGUARD SCOTTSDALE FDS $ Position$6,066,916 % Position2.00% $ Change-5.00% # Change-2.00%
Stck Ticker464288448 Stock NameISHARES TR $ Position$7,321,275 % Position2.00% $ Change-8.00% # Change2.00%
Stck Ticker46432F834 Stock NameISHARES TR $ Position$5,065,862 % Position2.00% $ Change-5.00% # Change5.00%

Brochure Summary